Proposed rule change to add Rule 37 to provide for specifically designated accounts to which
Eligible Securities may be credited.
(Release No. 34-81990; File No. SR-DTC-2017-020)
October 31, 2017
Proposed rule change to eliminate an Underwriting surcharge from the Fee Schedule.
(Release No. 34-81854; File No. SR-DTC-2017-019)
October 11, 2017
Proposed rule change to amend the DTC Distributions Service Guide with respect to announcements and tax
treatment of certain corporate actions and to amend the fee schedule.
To adopt the Clearing Agency Securities Valuation Framework.
(Release No. 34-82006; File Nos. SR-DTC-2017-016; SR-NSCC-2017-016; SR-FICC-2017-020)
October 31, 2017
Proposed Rule Change to Add a Discount to the Pricing Schedule for Special Requests for Security Position Reports
Relating to Municipal Securities.
To adopt the Clearing Agency Operational Risk Management Framework.
(Release No. 34-81745; File Nos. SR-DTC-2017-014; SR-NSCC-2017-013; SR-FICC-2017-017)
(September 28, 2017)
Proposed rule change to clarify and update the text of the DTC Operational Arrangements.
Release No. 34-81249; File No. SR-DTC-2017-010
(July 28, 2017)
The Depository Trust Company is proposing to amend the Reorganizations Service Guide and the Operational Arrangements to establish the requirement that tabulation agents use ATOP to process ATOP-eligible consent solicitation events for BEO Securities.
Proposed rule change relating to the DTC memo segregation function.
To adopt the Clearing Agency Risk Management Framework.
The Depository Trust Company is proposing to add Rule 36 to provide for Accounts for the segregation of Securities held at DTC that are intended to be Pledged as swap margin.
Release No. 34-81001; File No. SR-DTC-2017-007
(June 22, 2017)
Adopt the Clearing Agency Model Risk Management Framework.
Proposed rule change to clarify and provide enhanced transparency with respect to the description in the DTC
Settlement Service Guide of the calculation of Required Participants Fund Deposits and adjustments to Required
Participants Fund Deposits.
To adopt the Clearing Agency Stress Testing Framework.
Amendment No. 1 to SR-DTC-2017-005