The proposal would streamline the process for reducing payment to a Participant of a dividend or interest with respect
to an equity or debt security, when such Participant held, on the record date, treasury shares or repurchased debt
securities of the issuer.
Proposed rule change to (1) amend the Policy Statements on the Admission of Participants and (2) implement fees
relating to (a) the submission of membership and pledgee applications and (2) legal opinions relating to foreign
Release No. 34-83544; File No. SR-DTC-2018-002
(June 28, 2018)
Amend the By-Laws
Proposed rule change to amend the Procedures set forth in the DTC Settlement Service Guide relating to the intra-month collection of Required Participants Fund Deposits.
To adopt the DTC Recovery and Wind-down Plan and Related Rules.
Amendment No. 1 to SR-DTC-2017-021
Proposed rule change to add Rule 37 to provide for specifically designated accounts to which
Eligible Securities may be credited.
(Release No. 34-81990; File No. SR-DTC-2017-020)
October 31, 2017
Proposed rule change to eliminate an Underwriting surcharge from the Fee Schedule.
(Release No. 34-81854; File No. SR-DTC-2017-019)
October 11, 2017
Proposed rule change to amend the DTC Distributions Service Guide with respect to announcements and tax
treatment of certain corporate actions and to amend the fee schedule.