Amend the By-Laws
Proposed rule change to amend the Procedures set forth in the DTC Settlement Service Guide relating to the intra-month collection of Required Participants Fund Deposits.
To adopt the DTC Recovery and Wind-down Plan and Related Rules.
Proposed rule change to add Rule 37 to provide for specifically designated accounts to which
Eligible Securities may be credited.
(Release No. 34-81990; File No. SR-DTC-2017-020)
October 31, 2017
Proposed rule change to eliminate an Underwriting surcharge from the Fee Schedule.
(Release No. 34-81854; File No. SR-DTC-2017-019)
October 11, 2017
Proposed rule change to amend the DTC Distributions Service Guide with respect to announcements and tax
treatment of certain corporate actions and to amend the fee schedule.
To adopt the Clearing Agency Securities Valuation Framework.
(Release No. 34-82006; File Nos. SR-DTC-2017-016; SR-NSCC-2017-016; SR-FICC-2017-020)
October 31, 2017
Proposed Rule Change to Add a Discount to the Pricing Schedule for Special Requests for Security Position Reports
Relating to Municipal Securities.
To adopt the Clearing Agency Operational Risk Management Framework.
(Release No. 34-81745; File Nos. SR-DTC-2017-014; SR-NSCC-2017-013; SR-FICC-2017-017)
(September 28, 2017)
Proposed rule change to clarify and update the text of the DTC Operational Arrangements.
Release No. 34-81249; File No. SR-DTC-2017-010
(July 28, 2017)
The Depository Trust Company is proposing to amend the Reorganizations Service Guide and the Operational Arrangements to establish the requirement that tabulation agents use ATOP to process ATOP-eligible consent solicitation events for BEO Securities.