(Release No. 34-82006; File Nos. SR-DTC-2017-016; SR-NSCC-2017-016; SR-FICC-2017-020)
October 31, 2017
To adopt the Interpretive Guidance with Respect to Watch List Consequences.
(Release No. 34-81511; File No. SR-FICC-2017-019)
(September 5, 2017)
To adopt the Clearing Agency Operational Risk Management Framework.
(Release No. 34-81745; File Nos. SR-DTC-2017-014; SR-NSCC-2017-013; SR-FICC-2017-017)
(September 28, 2017)
To adopt the Clearing Agency Risk Management Framework.
Make Clarifications and Corrections to the Government Securities Division Rulebook, the Mortgage-Backed Securities
Division Clearing Rules and the Mortgaged-Backed Securities Division EPN Rules
Release No. 34-81002; File No. SR-FICC-2017-015
(June 22, 2017)
Adopt the Clearing Agency Model Risk Management Framework.
Establish fees for GSD CCIT Members, and Netting Members that engage in CCIT Transactions.
Establish effective date of GSD Margin Proxy rule changes.
To adopt the Clearing Agency Stress Testing Framework.
Amendment No. 1 to SR-FICC-2017-009
Amendment No. 2 to SR-FICC-2017-009
Release No. 34-80731; File Nos. SR-DTC-2017-801; SR-FICC-2017-804; SR-NSCC-2017-801
(May 19, 2017)
Proposed change to establish the Centrally Cleared Institutional Triparty Service.
Proposed rule change to expand the types of entities that are eligible to participate in FICC as Sponsored Members.