Update the Government Securities Division Rulebook and the Mortgage-Backed Securities Division Clearing Rules to
introduce a floor to the calculation of the fails charges and make other changes
Amend the By-Laws and Make Other Changes
Eliminate the Development Fees from the Mortgage-Backed Securities Division Clearing Rules.
To adopt the FICC Recovery and Wind-down Plan and Related Rules.
(Release No. 34-82006; File Nos. SR-DTC-2017-016; SR-NSCC-2017-016; SR-FICC-2017-020)
October 31, 2017
To adopt the Interpretive Guidance with Respect to Watch List Consequences.
(Release No. 34-81511; File No. SR-FICC-2017-019)
(September 5, 2017)
Proposed changes to the MBSD Fees and the EPN Fees.
To adopt the Clearing Agency Operational Risk Management Framework.
(Release No. 34-81745; File Nos. SR-DTC-2017-014; SR-NSCC-2017-013; SR-FICC-2017-017)
(September 28, 2017)
To adopt the Clearing Agency Risk Management Framework.
Make Clarifications and Corrections to the Government Securities Division Rulebook, the Mortgage-Backed Securities
Division Clearing Rules and the Mortgaged-Backed Securities Division EPN Rules
Release No. 34-81002; File No. SR-FICC-2017-015
(June 22, 2017)
Adopt the Clearing Agency Model Risk Management Framework.
To adopt the Clearing Agency Stress Testing Framework.
Amendment No. 1 to SR-FICC-2017-009
Amendment No. 2 to SR-FICC-2017-009
(Release No. 34-82368; File Nos. SR-DTC-2017-005; SR-FICC-2017-009; SR-NSCC-2017-006)
December 19, 2017