Settlement

DTCC Settlement Advisory Board

Collaborating with the Industry to Drive Innovation and Promote Best Practices in Settlement

The DTCC Settlement Advisory Board (DTCC SAB) meets three times a year to discuss ways in which the industry can enhance risk management practices and increase efficiencies within the U.S. settlement process to support a safer marketplace for investors.  The DTCC SAB provides members with a platform to review new industry initiatives aimed at addressing important issues in the settlement space and to help advise DTCC’s subsidiary, The Depository Trust Company (DTC), on how these changes will affect clients.   

DTCC SAB members include:

John McKissick

Managing Director

VIRTU FINANCIAL

Jennifer Yount

Department Manager

FIRST CLEARING, LLC

Chris Montagu

Vice President

GOLDMAN, SACHS & CO.

Justin Rowley

Executive Director

J.P. MORGAN SECURITIES LLC

Gary Cushman

Executive Director

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

Kenneth Judy

Executive Director

MORGAN STANLEY & CO. LLC

John Lee

Vice President

NATIONAL FINANCIAL

Joseph Brereton

Director

PERSHING LLC

Linda Neri

Assistant Vice President

RAYMOND JAMES & ASSOCIATES, INC.

Brent Blake

Vice President

STATE STREET BANK AND TRUST COMPANY

Greg Stevens

Vice President

THE BANK OF NEW YORK MELLON

Scott Joers

Senior Vice President

U.S. BANK N.A.

Glenn Lee

Vice President

NORTHERN TRUST

 

Please contact Kimberly Oquindo at koquindo@dtcc.com or 813.470.1017 with inquiries.

 

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