Products & Services

Asset Services

Security Position Reports / Proxy

a service offering of the Depository Trust Company (DTC)

Subscriptions are for a one-year minimum period and provide a pricing discount for clients who regularly use Security Position Reports.

Product Information

Prices effective October 20, 2011

Subscriptions

Subscriptions must be renewed annually and will not renew automatically.

Service Type	Description	Price
Weekly Report	Shows daily closing position(s) for each Participant having the security credited to its DTC account during the week. Nets the weekly percentage and shares changed.	$1950.00 per year for the first security issue and $1400.00 for each additional copy/recipient for that security $575.00 per year for each additional CUSIP in the same family (this refers to base CUSIP number with the same first six characters)* and $575.00 for each additional copy/recipient for that security One year minimum subscription required
Monthly Report	Shows the closing position for each Participant having the security credited to its DTC account on the last business day of the month.	$450.00 per year for the first security issue and $300.00 for each additional copy/recipient for that security $225.00 per year for each additional CUSIP in the same family (this refers to base CUSIP number with the same first six characters)* and $225.00 for each additional copy/recipient for that security One year minimum subscription required
Daily Report	Shows the closing position for each Participant having the security credited to its DTC account on each business day.	$9450.00 per year for the first security issue and $6785.00 for each additional copy/recipient for that security. $2785.00 per year for each additional CUSIP in the same family (this refers to base CUSIP number with the same first six characters)* and $2785.00 for each additional copy/recipient for that security. One year minimum subscription required
Dividend Record Date Report	Shows the closing position for each Participant having the security credited to its DTC account on a dividend record date.	$150.00 per year for the first security issue and $150.00 for each additional copy/recipient of the same security or same security family (this refers to base CUSIP number with the same first six characters) * One year minimum subscription required

Special Requests

Special Requests are available on an as-needed basis.

Service Type	Description	Price
Special Request Report	Shows the closing position for each Participant having the security credited to its DTC account on the specified date.	$120.00 per report, per date request
Commercial Paper Family Report* *if associated with an existing daily subscription	Shows the closing position for each Participant having the security credited to its DTC account on the specified date.	$22.00 per report for each additional CUSIP in the same family (this refers to base CUSIP number with same first six characters) when associated with an existing Daily Report annual subscription for that family.

Additional Charges (These charges apply to Special Requests and Meeting Record Date Requests.)

Fax Charge	Additional per report charge when fax service is specifically requested.	$25.00
Spreadsheet	Additional per report charge when Spreadsheet is specifically requested.	$25.00
Extra Copy	Fee for an additional copy of SPR information when requested by and provided to the same recipient for the same report date via different media; including Meeting Record Date Reports.	$25.00

This description is for informational purposes only. This Service is governed by applicable Rules, Procedures, and Service Guides for each DTCC subsidiary, which contain the full terms, conditions, and limitations applicable to this Service.