Pages In This Collection »

Loan/SERV • Asset Servicing • Global Tax Services • Underwriting Services

See Also:

Important Notices | SEC Rule Filings | Issue Eligibility Documentation

Expand categories below.

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Fee Schedule Guides

• Guide to the DTC Fee Schedule
  (Acrobat .pdf, 297KB, Updated 05/2010)

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Financial Industry Number Standards (FINS)

• Financial Industry Number Standards (FINS) Form
  (Acrobat .pdf, 34KB, Updated 11/2008)

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Rule 17Ad-16 Requests

• Notice of Assumption or Termination of Transfer Agent Services Form
  (MS-Word .doc, 29KB, Updated 09/2009)

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Asset Servicing User Guides

• DTC Custody Services User Guide
  (Acrobat .pdf, 309KB Updated 11/2008)
• Deposits User Guide
  (Acrobat .pdf, 233KB, Updated 02/2009)
• DTC Dividends User Guide
  (Acrobat .pdf, 711KB Current Version)
• Legal Notice System (LENS) User Guide
  (Acrobat .pdf, 686KB, Updated 12/2009)
• Security Position Reports Web User Guide
  (Acrobat .pdf, 1.0MB, Updated 02/2010)

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Proxy Services Letters

• Appraisal Rights or Dissenters' Rights Instruction Letter (Open)
  Standard format.
  (MS-Word .doc, 34KB, Updated 01/2009)
• Appraisal Rights or Dissenters' Rights Instruction Letter (Web)
  Formatted for completion electronically and submission by email.
  (MS-Word .doc, 42KB, Updated 01/2009)
• Appraisal Rights or Dissenters' Rights Withdrawal Instruction Letter (Open)
  Standard format.
  (MS-Word .doc, 34KB, Updated 01/2009)
• Appraisal Rights or Dissenters' Rights Withdrawal Instruction Letter (Web)
  Formatted for completion electronically and submission by email.
  (MS-Word .doc, 40KB, Updated 01/2009)
• Confirmation of Shares (Open)
  Standard format.
  (MS-Word .doc, 34KB, Updated 01/2009)
• Confirmation of Shares (Web)
  Formatted for completion electronically and submission by email.
  (MS-Word .doc, 40KB, Updated 01/2009)
• Consent of Stockholder to Action Without a Meeting (Open)
  Standard format.
  (MS-Word .doc, 34KB, Updated 01/2009)
• Consent of Stockholder to Action Without a Meeting (Web)
  Formatted for completion electronically and submission by email.
  (MS-Word .doc, 41KB, Updated 01/2009)
• Demand to Accelerate Bond [Demands Instruction Letter] (Open)
  Standard format.
  (MS-Word .doc, 42KB, Updated 01/2009)
• Demand to Accelerate Bond [Demands Instruction Letter] (Web)
  Formatted for completion electronically and submission by email.
  (MS-Word .doc, 60KB, Updated 01/2009)