Products & Services
User Documentation
Equities Clearance & Settlement
See Also:
Technology | CCF Files | ACATS Record Layouts | CBRS Record Layouts
Expand categories below.
+ISO 15022 Settlement
- ISO 15022 Message Layouts - Transaction Command - MT530
(Acrobat .pdf, 90KB, Updated 07/2011) - ISO 15022 Message Layouts - Segregation/Seg Release/Memo Segregation/Investment ID/Investment ID Release Input
(Acrobat .pdf, 85KB, Updated 07/2011) - ISO 15022 Message Layouts - Pledge/Release Transaction
(Acrobat .pdf, 167KB, Updated 07/2011) - ISO 15022 Message Layouts - MA/NA Position Transfer
(Acrobat .pdf, 44KB, Updated 07/2011) - ISO 15022 Message Layouts- Deliver Orders
(Acrobat .pdf, 392KB, Updated 07/2011) - ISO 15022 Message Layouts - Payment Orders
(Acrobat .pdf, 296KB, Updated 07/2011) - ISO 15022 Message Layouts - Output Messaging
(Acrobat .pdf, 295KB, Updated 07/2011) - ISO 15022 IMS Participant Messages
(Acrobat .pdf, 1.1MB, Updated 6/2003)
+Fee Schedule Guides
- Guide to NSCC Fee Schedule
(Acrobat .pdf, 827KB, Updated 2011) - Guide to the DTC Fee Schedule
(Acrobat .pdf, 294KB, Updated 2011)
+Wire Setup for Participants Fund Return Requests
- DTC Participants Fund Management Quick Tips
How DTC Participants can request a return of their voluntary Participants Fund.
(Acrobat .pdf, 580KB, Updated 07/2009)
+Settlement
- Canadian Dollar Settlement
(Acrobat .pdf, 2MB, Current Version) - Financial Industry Number Standards (FINS) Form
(Acrobat .pdf, 38KB, Updated 11/2008) - Security Holder Tracking Service User Guide
(Acrobat .pdf, 539KB, Updated 11/2008) - Settlement
(Acrobat .pdf, 859KB, Updated 03/2012)
+CCF Settlement
- CF2PLR (5.06): Pledge/Release Function via CCF2
(Acrobat .pdf, 1.2MB, Updated 1/1998) - CF2POC (5.04): Payment Orders via CCF2
(Acrobat .pdf, 1.1MB, Updated 4/1997) - COLOAN (16.06): Collateral Loan Closing Balances
(Acrobat .pdf, 149KB, Updated 7/1997) - DAYDOS/CF2NDO (5.02): Deliver Orders via CCF-II
(Acrobat .pdf, 215KB, Updated 4/2001) - DOI1/5 (5.24): Deliver Orders
(Acrobat .pdf, 511KB, Updated 01/2010) - DOX1/5_NDO1/5 (5.09): Deliver Orders Night Deliver Orders
(Acrobat .pdf, 294KB, Updated 01/2010) - DTF/SEGPART (4.07): DTC Segregation Account Return Transactions
(Acrobat .pdf, 215KB, Updated 4/1997) - DTFMEM (4.05): Memo Segregation Balances
(Acrobat .pdf, 38KB, Updated 4/2001) - DTFPART (5.11) Settlement Participant Activity
(Acrobat .pdf, 421KB, Updated 04/2008) - FFSBST (5.23): Fed Funds Settlement / Settling Bank Balances
(Acrobat .pdf, 304KB, Updated 9/2003) - FFSFIT (5.25) Fed Funds Settlement / FICC GSD Settling Bank Balances
(Acrobat .pdf, 71KB, Updated 04/2009) - RAD1 (5.27) Receiver Authorized Delivery System - Approval/Cancel Transaction
(Acrobat .pdf, 131KB, Updated 08/2010) - IPA/R/T/J/L1/5 (15.03): Initial Public Offering Tracking System ICM Input Processing
(Acrobat .pdf, 271KB, Updated 4/1999) - IPOCLD (15.01): Customer Level Detail File
(Acrobat .pdf, 257KB, Updated 9/1997) - IPOLUW/IPOSYN (15.02): Lead Underwriter/Syndicate Member Flipping Activity File
(Acrobat .pdf, 651KB, Updated 8/1998) - ISO 15022 IMS Participant Messages
(Acrobat .pdf, 1.1MB, Updated 6/2003) - IVREPA (5.26) Investors Voluntary Redemption and Sales (IVORS) Transaction Pricing
(Acrobat .pdf, 78KB, Updated 05/2009) - LOF1/5 (5.18): PEX Letters of Free Funds
(Acrobat .pdf, 123KB, Updated 6/2000) - MEMOSG (4.06): Memo Segregation Activity
(Acrobat .pdf, 42.3KB, Updated 4/2001) - MEMSEG (4.02): Memo Segregation via CCF-II
(Acrobat .pdf, 132KB, Updated 5/2001) - MNA1/5 (16.09): MN/NA Day Transfer Position
(Acrobat .pdf, 214KB, Updated 7/1997) - MQ_DO (20.01): Deliver Order Output (Both Day and Night Activity)
(Acrobat .pdf, 289KB, Updated 9/2001) - MQ_DROP (20.05): Drop Notification Output (for deliver order and pledge activity) - Version 1
(Acrobat .pdf, 120KB, Updated 1/2002) - MQ_PO (20.02): Payment Order Output (For SPO, PPO and ACATS Payorder)
(Acrobat .pdf, 366KB, Updated 01/2010) - MQ_PRELIM (20.10): Preliminary Settlement Statement Records (Output) - Version 2
(Acrobat .pdf, 2.6MB, Updated 5/2001) - MQ_REL_REQ_OUT (20.04): Release Request Output Notifications
(Acrobat .pdf, 35KB, Updated 5/2001) - MQ_REL_REQ_PLG (20.03): Release-Request processing (Input and Output) and Pledge and Pledge Return Processing (Output Only)
(Acrobat .pdf, 392KB, Updated 04/2008) - MQ_SEG (20.06): SEG and MEMOSEG (Output)
(Acrobat .pdf, 89KB, Updated 5/2001) - OCC1/5 (5.20) Options Clearing Corp./ Collateral Loan Services
(Acrobat .pdf, 75KB, Updated 9/2001) - PARTPO (5.13): DTC Participant Account Return Payment Order
(Acrobat .pdf, 159KB, Updated 01/2010) - PCL1 (5.21) PEND Action
(Acrobat .pdf, 96KB, Updated 02/2010) - PEX 1/5 (9.01) SMART/Track for Buy-in Instructions - version 2
(Acrobat .pdf, 309KB, Updated 4/2008) - PLG1/5 (5.19) Collateral Loan Services
(Acrobat .pdf, 712KB, Updated 01/2011) - POL1/5 (5.22): Payment Orders Instructions
(Acrobat .pdf, 366KB, Updated 05/2009) - RLSERQ (5.17): Pledge Release Request Data Transmission
(Acrobat .pdf, 161KB, Updated 04/2008) - SECSEG (4.04): Security Segregation Function
(Acrobat .pdf, 578KB, Updated 4/1997) - SEG1/5 (4.08): Segregation/Memo Segregation/Investment ID Input File
(Acrobat .pdf, 80KB, Updated 5/1999) - SLRADJ (10.01): Stock Loan Repo Adjustment
(Acrobat .pdf, 67KB, Updated 6/1997) - SLRBLC (5.15): Function User’s Guide
(Acrobat .pdf, 156KB, Updated 1/1998) - SLRBLD (5.16): Function User’s Guide
(Acrobat .pdf, 171KB, Updated 1/1998)
+Trade Capture Testing
- NSCC Trade Capture Testing Request Form
(Word .doc, 220KB, Updated 12/2010)