Albridge Solutions provides enterprise wealth management services to 150 financial institutions, more than 100,000 financial advisors and millions of investors that enables advisors to deliver an accurate, single view of all of their clients' assets. Using patent-pending technology, Albridge's enterprise wealth management technology provides unparalleled scalability in consolidating client account information from hundreds of data sources, including banking, brokerage, insurance, and more. Combined with the firm's open architecture approach to development and compatibility with a range of third-party applications, Albridge's portfolio management system, Albridge Wealth Reporting, serves as the cornerstone of any wealth management platform.

Contact:

wsharp@albridge.com
800-218-4135; ext. 464

Website:

www.albridge.com

Artisan Software was formed in 1998 for one reason: to build the best commission system and automation platform on the market. Maestro and Repertoire provide small and large firms a modern system that is cost effective, robust, and flexible. In addition to unparalleled comprehensive user-controlled commission processing, Artisan Software provides:

• Intuitive User Interface for Real-Time Transaction Processing
• Hosted Solution
• Books and Records Processing
• Licensing & Carrier Appointment Tracking
• Document Imaging
• Compliance/Suitability Checks and Reporting
• User Customizable Reporting and Ad-hoc Query Capabilities
• Customized Commission Statements
• Rep Web Portal

Empower your Reps and Improve Efficiency in the Back-Office!

Contact:

Mark Sandler, SVP Sales & Marketing
619-725-1350 x5201
msandler@artisansoftware.com

Website:

www.artisansoftware.com

Blue Frog Solutions (www.bluefrogsolutions.com), based in Pompano Beach, Florida, is a leading technology solutions provider that focuses on the life insurance and financial services markets. Blue Frog offers solutions that facilitate more insurance transactions that are compliant and "In Good Order," driving increased business. To date, more than $16 billion in deposits have been processed through Blue Frog's AFFIRM platform. Blue Frog's products include Affirm for Annuities, Affirm for Life, InsureSocket, I-Relay and Policy Box. Blue Frog simplifies selling insurance.

Contact:

954-788-0700; ext. 216
Dmassey@bluefrogsolutions.com

Website:

www.bluefrogsolutions.com

With more than 40 years of experience, Broadridge is a leading provider of technology-based outsourcing solutions to the financial services industry. Broadridge offers solutions to support the entire investment lifecycle, including solutions for investor communications, global securities processing, and securities clearing and operations outsourcing solutions. Outsourcing to Broadridge enables our clients to reduce their capital investments in operations infrastructure, thereby allowing them to increase their focus on core business activities.

Contact:

Arlene Driscoll
Global Head of Marketing
888-237-1900
info@broadridge.com

Website:

www.broadridge.com

Solutions for Distributors
EbixExchange is the leading eApplication solution provider in the Life and Annuity marketplace. In 2010, AnnuityNet processed over 394,000 eApps, totaling over $33 billion in premium.

AnnuityNet is a software as a service (SaaS) model that is a fully compliant order entry platform with workflow and management tools. AnnuityNet utilizes industry standards to create a seamless order entry wizard with electronic submission to the carrier via the DTCC. Supported transactions on AnnuityNet include the order entry (Applications, Subsequent Premiums) and post-sale processing (Account Updates, Arrangement Updates, Withdrawals, and Fund Transfers).

EbixExchange has extensive integration with other EbixExchange products such as EbixCRM, VitalSalesSuite for Quoting, and WinFlex for illustrations. Where appropriate, we can integrate these into the workflow to meet client needs.

Contact:

1441 West Ute Blvd
Suite 340
Park City, UT 84098
(800) 682-5202 and press 6

For more than 20 years, Ebix CRM has helped agents and advisors better leverage vital client information. Ebix CRM solutions cover the spectrum of financial services distribution, including insurance companies, general agents, banks, investment dealers, agents, and financial advisors. Used by many of the top 20 Fortune 500® Life companies and by more than 100,000 professionals worldwide, Ebix CRM's highly proven solutions are the industry standard for agency management, practice management, and enterprise CRM. Ebix CRM's management and support teams, made up of industry veterans, dedicate themselves to helping customers achieve operational efficiencies, boost revenues, and support exceptional client service.

Contact:

sales@ezdata.com
800-777-9188

Website:

www.ezdata.com

EAI Information Systems' complete Internet/Intranet solution helps financial services firms to more efficiently and profitably manage their retail investment and insurance programs. EAI's Web-based system fully integrates customer profile, account aggregation and transaction data, providing functionality to track fee income sales, improve relationship management and cross-selling, and produce timely, accurate reports. Ten modules support complex sales and operations functions including mutual fund & securities, annuity and life insurance sales; compliance surveillance; commissions; rep contact management; referral management; rep licensing management; electronic forms; and account aggregation. EAI's scalable, affordable technology solutions are delivered with the most responsive service in the industry.

Contact:

Michael Standard
marketing@eaiinfosys.com
877-537-1507
503-644-3057 Ext. 223

Website:

www.eaiinfosys.com

Envestnet's Advisor Solutions Platform SM provides the widest range of investment products and practice management solutions for independent financial advisors. The Company's innovative technology empowers the fiduciary process by unifying financial planning, proposal generation, portfolio/account implementation, management and trading, as well as reporting and ongoing portfolio monitoring.

Envestnet is headquartered in Chicago with offices in New York, Denver, Silicon Valley and Trivandrum, India. As of 12/31/2009, the firm has over $89 billion in total assets served (this includes assets under management, administration and licensing agreements) and more than 685,000 investor accounts.

Contact:

Lisa Erickson
Product Manager
direct - (303) 824-8170
lisa.erickson@envestnet.com

Website:

http://www.envestnet.com/

Financial Database Services is a respected leader in providing innovative front and back office automation tools to Broker/Dealers. The CAESAR Enterprise Solution is a comprehensive product line designed to meet the operational needs of the Broker/Dealer community. CAESAR automates various back office operations; client account maintenance, transaction processing, commission accounting and compliance review and enhanced reporting. CAESAR Registrar guides representatives through an on-line wizard to complete their U4 and Broker/Dealer forms. Field CAESAR provides reps with powerful web based technology so they can view detailed information on clients, transactions and commissions. CAESAR Imaging is an effective document workflow management and image archival system that accelerates document review process. Whether you are looking for automated compliance solutions, robust commission accounting capabilities, or field tools for your representatives. All Roads Lead to CAESAR!

Contact:

Jenni Holloway
Sales and Marketing Manager
619-526-8100 x147

Website:

www.fdbs.com

Since 1985, FIMCO has been an industry leader in annuity sales, service and support.
FIMCO has now developed FIMsa, the FIMCO Sales Assistant, a web-based order entry system. FIMsa’s paperless order entry system includes a robust Principal Review Dashboard (PRD) component that helps ensure compliance. The FIMsa order entry system provides an excellent FA experience, based on the fact that FIMCO is in the business every day.
FIMCO is SAS-70 Level II Certified. As a member of NAVA, ACORD and as a service provider of DTCC, FIMCO is a dedicated contributor to the STP initiatives and working groups.

Contact:

Fred Henry
President
262.292.0600 Ext. 610
fred.henry@fimcoinc.com

Website:

www.fimco.com

HCL is a $5.5 billion leading global technology and IT enterprise comprising two companies listed in India - HCL Technologies and HCL Infosystems. Founded in 1976, HCL is one of India's original IT garage start-ups. A pioneer of modern computing, HCL is a global transformational enterprise today. Its range of offerings includes product engineering, custom & package applications, BPO, IT infrastructure services, IT hardware, systems integration, and distribution of information and communications technology (ICT) products across a wide range of focused industry verticals. The HCL team consists of over 77,000 professionals of diverse nationalities, who operate from 29 countries including over 500 points of presence in India. HCL has partnerships with several leading Global 1000 firms, including leading IT and technology firms.

Contact:

Mrigendra Sinha, Senior Account Manager
952-956-4918
msinha@hcl.com

Website:

www.hcltech.com

Twitter:

www.twitter.com/hcltech

Insurance Technologies is the global leader providing point-of-sale illustration software to the brokerage, financial services, and insurance industries. With over 15 years experience in the Point of Sale illustration system development, 50% of the top 30 life/annuity manufacturers currently utilize ForeSightT, Insurance Technologies award winning sales illustration platform. ForeSightT provides advanced compliant sales illustrations for both web and mobile users. Insurance Technologies' VisibleChoiceT is an advanced multi-carrier annuity sales platform for Broker Dealers; it is designed to embolden multi-manufacturer product feature comparisons from diverse annuity product lines and dispense compliant annuity illustrations for streamlined selling. Improved analysis and compliance processing coupled with on-demand illustrations and printable applications results in rapid, suitable contract issuance for the selling organization. VisibleChoiceT is an integral component to a STP clearing strategy instituted and managed through DTCC/IS.

Contact:

David Fenimore
719-442-6400
DFenimore@insurancetechnologies.com

Website:

www.insurancetechnologies.com

Intellect SEEC, a Polaris Group Company, provides insurance solutions that improve business process efficiency in sales, underwriting, claims and customer service. Our solutions leverage the Intellect SEEC Advantage Library and effectively utilize portal technology, process choreography and ACORD standards to drive efficiency and business growth. Industry leaders in the LAH and P&C markets, rely on SEEC to increase productivity, drive innovation and growth, and enhance customer experience. Intellect SEEC received the prestigious IBM award for innovative SOA solutions and the ACORD award for SOA excellence in 2009.

Contact:

Blake Gabriel
412.297.0037
bgabriel@seec.com

Website:

www.seec.com

Investigo® Corporation, a subsidiary of Broadridge Financial Solutions, Inc. (NYSE:BR), is the most comprehensive enterprise practice management system in the financial services industry. The web-based system integrates a broad range of applications – including data aggregation, reporting, CRM, compliance and online document management – and includes proprietary screens to accommodate the unique attributes of insurance products. Investigo saves advisors time and money and improves their client service. Clients include hundreds of major financial institutions and their advisors, such as broker/dealers, clearing firms, institutional custodians, money managers and insurance carriers. Investigo aggregates millions of accounts, representing hundreds of billions in assets under management.

Contact:

David R. Braun, CLU
Investigo® Corporation
7241 Ohms Lane; Suite 240
Edina, MN 55436
952.920.1441 (O)
612.747.6191 (C)
952.746.4698 (F)

Website:

www.investigo.net

Jaccomo is a core processing solution that provides a unified and complete view of client information plus automates revenue-essential front and back-office processes. Since it tracks every accountable activity and transaction, jaccomo provides highly accurate commission accounting and compliance surveillance. To assure a quick and non-disruptive adoption in the organization, jaccomo complements the current services that you already receive from other internal or third party systems.

Contact:

Robert McGill, CEO
732-383-7633
rmcgill@jaccomo.com

Website:

www.jaccomo.com

Kaplan Compliance Solutions is a premier provider of technology and outsourcing solutions to the nation's largest companies in the insurance and securities industries. Kaplan Compliance Solutions enables its customers to address complex compliance challenges, thereby improving producer productivity and accelerating revenue generation. Kaplan Compliance Solutions is a division of Kaplan, Inc., a global education services provider and a subsidiary of The Washington Post Company.

Contact:

Kris Cope, VP Sales
317-258-3992
kris.cope@kaplan.com

Website:

www.kaplancs.com

Lansare is the premier on-demand solution for annuity and life product reporting and analytics. Lansare provides flexible permission based reporting and analytics for sales, marketing, finance and compliance. Our solution is quickly customized to a financial institution's workflow and integrates with legacy and 3rd party data systems. Lansare offers the lowest cost solution for retaining and growing a financial institution's annuity and life business and protecting its goodwill. On a daily basis, Lansare manages almost $30B US of annuity and life data.

Contact:

414-727-0904

Website:

www.lansare.com

McCamish Systems PMACS® (Producer Management and Compensation System) can manage your sales force, process compensation, provide license and appointment management, support complex producer hierarchies, and maintain compliance requirements and reporting functions in a single platform. Fully integrated with DTCC's COM and LNA processes, PMACS® pioneered working with carriers and trading partners through the DTCC processes. PMACS® is a flexible, multi-tiered, browser based application that is scalable, data source independent and supports all life and annuity products.

Contact:

Barbara Grissom
770-690-1572
bgrissom@mccamish.com.

Website:

www.mccamish.com/pmacs.htm

Miningham & Oellerich’s Serve Me! Suite is an integrated set of business solutions specifically designed for the financial services industry. The Serve Me! Suite consists of functionality for Point of Sale, Books & Records, Supervision & Compliance, Commissions & Compensation, Financial & Accounting, and Reporting & Queries, with all data stored in the Central InfoMart. These comprehensive solutions answer front, middle, and back-office needs. Built on a Microsoft platform, designed for quick installation (ASP) and configurable to meet unique client requirements. M&O enables firms to improve performance, meet regulatory requirements, attract talent, gain transparency into business and empower sales force. This all adds up to One View…Unlimited Opportunities

Contact:

212.349.4410

Website:

www.serveme.com

Orcas Net, Inc. is dedicated to providing CUSO Financial Services, L.P., and Sorrento Pacific, LLC with state-of-the-art data management tools. A key component of our system is the organization of position and commission balances. DTCC provides critical data linkage to enable us to successfully meet the reporting needs of our customers.

Contact:

Bill Wulff
888-376-6095
bwulff@orcasnet.com

Website:

www.orcasnet.com

Orion Advisor Services, LLC is the INTEGRATED Portfolio Accounting Service Bureau. As a comprehensive back-office solution to registered investment advisors, Orion's integrated portfolio accounting service bureau is customizable to fit your fee-based advisory business and scalable to meet your growing needs. Orion handles a wide range of tasks, including daily database reconciliation, model trading, performance reports, portfolio accounting, statement generation and delivery, and advisory fee-billing, allowing firms to redirect efforts toward building client relationships and managing money. Orion's web-based system provides an RIA's staff with immediate access to client data, and delivers powerful tools, such as a highly customizable reporting engine, built-in CRM and document imaging programs, and relevant communication platforms integrating a number of financial planning applications.

Contact:

Chris Marshall
402.496.3513; ext. 2
sales@orionadvisor.com

Website:

www.orionadvisor.com

Twitter:

http://twitter.com/orionadvisor

RegEd is the leading provider of continuing education and integrated web-based compliance, registration, and licensing solutions to the financial services and insurance industries. Founded more than 10 years ago by former securities-industry regulators and attorneys, RegEd is driven by technology innovation and has developed an intelligent suite of web-based products that efficiently handles compliance, registration, and licensing workflow regulations for clients. RegEd’s extensive course catalog is used by more than 300,000 registered representatives and insurance agents at more than 800 financial services and insurance companies, more than any other vendor. RegEd became a part of Fiserv in January 2004.

Contact:

sales@reged.com

Website:

www.reged.com

SIGNiX's patented digital signature solution delivered via SaaS leverages Public Key Infrastructure (PKI) to provide companies and their customers with the ability to simply "sign" electronic documents online without the costs or delays of paper processing. SIGNiX offers the numerous technological advantages of PKI, broadly considered to be the "gold standard" among e-signature alternatives due to its higher level of trust and security, but with no hardware or software for the company or end user to install. As the only solution certified by the annuity industry, SIGNiX supports automated, high volume and paperless processes for leading broker/dealers and insurance carriers.

Contact:

John Lombard, EVP of Sales
jlombard@signix.com
631-495-0244

Website:

www.signix.com

Blog:

blog.signix.com

LinkedIn:

www.linkedin.com/company/signix

Sircon provides the comprehensive platform for the insurance industry that links regulators, carriers, agencies, brokers, individual producers and other stakeholders for managing the complete producer lifecycle.

Contact:

2112 University Park Drive
Okemos, MI 48864
Phone: 877-876-4430
Fax: 517-347-7497

Website:

www.sircon.com

With over twenty years of experience as an industry leader, Terrapin Technologies is one of the first software companies to provide a tailored web-based application to the finance banking industry. Tarrapin's comprehensive application, Pandia, offers a suite of services including appointment scheduling, compliance reporting, commission tracking and payout, General Ledger integration and more. Pandia will also help you manage your business lines, including Clearing Brokerage, Fixed and Variable Annuities, Fund Direct Mutual Fund, Insurance and Ancillary lines. Take advantage of storing all your data in one place by utilizing Pandia's customized and flexible reporting. The necessary tools for managing success are yours - with Pandia.

Contact:

Kristefor Lysne
763-971-3100
info@terrapintech.com

Website:

www.terrapintech.com

Thomson Transaction Services, a division of Thomson Financial, is one of the largest securities data-processing firms in the country. Headquartered in Milwaukee, Wisconsin — with 500 employees and offices in New York, San Francisco, London and Hong Kong — we provide our customers with the tools they need to succeed in the ever-evolving brokerage industry. What truly sets Thomson Transaction Services apart from other securities data processing providers is a collective wisdom: our real brokerage experience and sophisticated computer processing expertise mean practical solutions designed to fit the way our customers do business. It’s the reason we’ve been able to offer services that excel in real-world environments, such as the Internet.

Contact:

Paul D. Berenson
Chief Marketing Officer
Thomson Transaction Services
350 N. Sunny Slope Road
Brookfield, WI 53005

Website:

www.thomsonreuters.com

Xtiva’s business performance management portal is the first industry-integrated approach to compensation management, sales performance measurement, and business policy management. Xtiva’s tools support today’s need for a managed solution to meet a wide range of business, operational, finance, and technology needs. The Xtiva portal combines Xtiva’s next generation data consolidation, calculation, and business rules engines integrated with MicroStrategy’s leadership in business intelligence in one seamless Xtiva hosted suite of products. Xtiva’s Business Management Portal delivers the industry’s most comprehensive and flexible reporting and analytics capabilities; providing Xtiva clients with the advanced tools they need to manage their businesses.

Contact:

Rick Scearbo - VP Sales
646-747-4128
rscearbo@xtiva.com

Website:

www.xtiva.com

VERTEX, Incorporated is a provider of professional services and technical solutions to the financial services industries. VERTEX automates business processes by utilizing new business straight through processing strategies and partnering with technology solution providers. Since 2000, VERTEX has been a specialist in implementing and maintaining DTCC Insurance & Retirement Services products for numerous DTCC member companies. VERTEX has recently been named DTCC's testing partner for its Access platform transactions. VERTEX has a deep understanding of the Carrier and Broker/Dealer infrastructure, DTCC's record formats, and the business use of the data being transmitted among partners. VERTEX possesses unmatched intellectual capital that assures successful technical implementations with DTCC.

Contact:

860-827-9090; ext. 112
suzanne.brazeal@vertexincorporated.com

Website:

www.vertexincorporated.com