Instructions

• The Security Issue ID Modify Form requires you to complete only those fields which you would like to modify.
• Required fields are indicated *.
• Conditional fields which may be required as a result of a dependent selection are indicated .
• Upon completion, click Submit to DTCC Enterprise Service Center at the bottom of this page.

Today's Date *	April 25 2024
Email Address *
Send Copy of Request (CC for record)
Change/Modification Type *	Name Change  Settlement Cycle Change  Alternate Settlement Change  ACATS  Other (Complete Special Instructions, below).

Is this a 1940 Act Registered Fund?	Yes           No
Please select one of the Services *	Fund/SERV Fund/SERV & Networking Networking only
Security Issue ID Number *
Effective Date *	Select Month JanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember Day 12345678910111213141516171819202122232425262728293031 Year 2024202520262027
Name of Fund Issue *
Exact (Legal) Name of Fund Issue *
Does this Security have a Symbol?* If Yes, enter Symbol in the Security Symbol field	Yes No
Security Symbol
Fund Clearing Number *
Fund Clearing Name *
Share Class Name Fund Members using Profile Service, the Share Class Name entered should agree with the Share Class Name on the Profile Security database.

Security Type 1940 Act Registered Fund If you have selected "Yes" to 1940 Act Registered Fund, you must select one of these items.	Load Fund (25) No-Load Fund (26) Money Market Fund (24) Close End Fund (27) UIT (Unit Investment Trust) (15)
Security Type If you have selected "No" to 1940 Act Registered Fund, you must select one of these items. If you have selected the non-US security types 59, 62, or 63, you are representing to NSCC that you (1) have express authority from the fund to process purchases, redemptions and other transactions in shares of the fund through NSCC, and (2) purchases of fund shares will be made in accordance with the Investment Company Act of 1940 and other applicable law. Security type 58, Bank Collective Investment Trust, also refers to Bank Common Trust and Commingled Funds. If you have selected "Other", please call the Wealth Management Services Marketing line at 212-855-8877 for further instructions.	GIC (Guaranteed Investment Contract (55) Stable Value (56) Separate Account (57) Bank Collective Investment Trust (58) Offshore US Dollar Standard Fund (59) (non-enhanced FS) BIC (Bank Investment Contract (60) Section 529 Qualified State Tuition Plan (61) Offshore US Dollar Enhanced Fund (62) Offshore Non-US Dollar Enhanced Fund (63) Other
Undertakings for the Collective Investment of Transferable Securities (UCITS) Indicator For Security Types 59, 62, and 63 If you have selected Security Type 59, 62, or 63, you must select either UCITS or Non-UCITS. If you have selected Non-UCITS, please call the Wealth Management Services marketing line at (212) 855-8877 for further instructions.	UCITS Non-UCITS
Currency Type	USD (Same Day Settlement) USN (Next Day Settlement) USD and USN are settlement indicators that will specify when a Settlement Report (Fund/SERV Settling Trade Detail Record 070) is distributed by DTCC. Security Issue IDs set to USD will receive settling detail via Autoroute 02112364 report around 12 Noon ET for Mutual Fund orders settling the same day. Security Issue IDs set to USN will receive settling detail via Autoroute 02112365 report around 9pm ET for Mutual Fund orders settling the next business day. Both USD and USN Security Issue IDs will settle in US Dollars. USD/USN indicator specified on this form will apply to ALL transactions for this Security Issue ID (orders, as of orders, exchanges, etc.). For additional information on USD and USN Indicators please refer to Fund/SERV Technical Manual Chapter 2 (Section A - "Currency Code Considerations"). You can select one of these items only if you have Security Type 63: EURO GBP (Pound Sterling) CHF (Swiss Franc) JPY (Yen) AUD (Australian Dollar) Other

Offshore Processing (Valid for Security Types 62 and 63 only)

Future Trade Date Indicator	Yes   No
If Future Trade Date is "Yes," Number of Days Allowed email Submission Date.	Business Days

If you have selected "Yes" to Future Trade Date Indicator and did not provide the number of days allowed from submission date, the default will be 45 business days.

As Of Processing Range (Applies only to Record type 004)	Business Days
Security Issue ID Settlement Cycles:
Order Settlement Cycle: Number of Days from Trade Date	Business Days
Cash Adjustments Settlement Cycle: Number of Days from Submission Date	Business Days
As of Orders Settlement Cycle: Number of Days from Confirmation Date	Business Days
Exchange/As of Exchange Settlement Cycle: Number of Days from Confirmation Date	Business Days
Distribution Type (Dividend Frequency)	Quarterly Monthly Semi-Annual Annual Other
Please provide any Special Instructions If you've selected "Other" Change/Modification Type, please provide additional details.  (1500 characters, maximum)	None

If you've selected "Money Market Funds (24)", please provide the "Required" processing Cut-Off Time in Eastern Time (ET)
	Purchases Cut-Off Time
	Redemptions Cut-Off Time

	Registration Process Indicator	Pend Till Settlement Send When Received
	ACATS-Fund/SERV Eligibility Indicator	Yes No (If "No", give reason)
	ToRA Indicator	Yes   No
	Exchange Indicator	Yes   No
	If Exchange Indicator is "Yes," As Of Exchange Indicator	Yes   No
	Firm Exit Indicator	Yes   No
	If Firm Exit is "Yes," Firm Exit Against Exchange Indicator	Yes   No
	Cash Adjustment Indicator	Yes   No
	Alternate Order Settlement Indicator This is for Regular Orders Only (Record Type 001)	Yes   No
	Alternate Order Settlement Currency Type * Required if Alternate Order Settlement Indicator is Yes	USD (Same Day Settlement) USN (Next Day Settlement) USD and USN are currency types that will specify when a Settlement Report (Fund/SERV Settling Trade Detail Record 070) is distributed by DTCC. Security Issue IDs set to USD will be included in Autoroute 02112364 report distributed by12 Noon ET for Mutual Fund orders settling the same day. Security Issue IDs set to USN will be included in Autoroute 02112365 report distributed by 9pm ET for Mutual Fund orders settling the next business day. Both USD and USN Security Issue IDs will settle in US Dollars. USD/USN indicator specified on this form will apply to Regular Orders (001) Only transactions for this Security Issue ID. For additional information on USD and USN indicators please refer to Fund/SERV Technical Manual Chapter 2 (Section A - "USD/USN Currency Type Considerations").
	If Alternate Order Settlement Indicator is "Yes," then provide Alternate Settlement Cycle in Business Days. Number of Days from Trade Date.	Business Days

If Alternate Order Settlement Indicator is "Yes," then list Alternate Settlement Firms. Please note: Only the first input row is required.
	Clearing Number	Firm Name
1
2
3
4
5

Submitted by *
Contact Phone Number *

Please note

In connection with any application to add a Security Issue ID number to Fund/SERV, it should be noted that under National Securities Clearing Corporation (NSCC) Rule 52, Section 46 the submission of a transaction or instruction through Fund/SERV relating to any security bearing the additional Security Issue ID number (and the settlement, deletion, rejection and exit of any such transaction or instruction from or through Fund/SERV) shall not otherwise relinquish, extinguish or affect any obligations of a Settling Member, TPA Member, Mutual Fund Processor or Fund Member arising out of such transaction or instruction. It should be emphasized in this regard that NSCC has no obligation or responsibility to verify whether any information submitted by a Receiving Fund Member to a Fund/SERV Eligible Fund or its registrar, transfer agent or administrator in connection with a transfer request (for the transfer of Fund/SERV Eligible Fund shares) under Rule 52, Section 46 is adequate to comply with the legal or other restrictions or requirements that may be applicable to such a transfer.