Use this page to search for items for which the instruction window has closed and the event has not yet allocated/paid.
From any page in the Corporate Actions Web browser:
On the menu bar, hover your mouse over Instructions and click Overview.
Click Inactive Instruction Search from the links above the table.
In the search area, enter the requested information to find the corporate action event you’re looking for. The following required fields are marked with a red asterisk :
Service.
Select the Corporate Actions service.
Note:
You must provide
at least one of the following fields in your search:
CUSIP. Input the CUSIP.
This must be nine characters.
and/or
DTC Expiration Date. Select a date and specify a time period before or after your selected date.
Click Search. A list of events with summary data displays.
Click the link in the CA ID column. This takes you to the Instructions tab on the Record Detail page.
Click View Audit Trail at the top right of the Record Detail. This shows you the Instruction Audit Trail for the instruction you are viewing.
Click on an Activity Timestamp to see further detail.
For DTC Expiration Date,
type the date in mm/dd/yyyy format or select the date using the calendar
tool .
For DTC Expiration Date, use the “+” or “-“ symbol and type the number of days to select a “rolling” time period of up to 30 days before or after your selected date.
Click to print a hard copy of the transaction information.
Click to export the first 15,000 rows of data in this table to an Excel spreadsheet.