Event Summary Area

 



At the top of the page is a tan Event Summary area. It is visible regardless of the tab you are viewing. It summarizes the event at a high level and provides you with security detail information and the status of the event, allowing you to refer quickly to this data from wherever you are on the event record page.

The information displayed here varies according to the event type. Some information elements are common to all event types, while others are specific to the kind of event they describe. The common information includes the CUSIP, Issue/Issuer Description, Asset Class, Asset Type, Event Group, and Event Type.

The Processed at DTCC indicator (1) lets you know whether or not the event is being processed at DTCC. If it is not, then this page is informational only. The DTC and Declared Mandatory/Voluntary indicators (2) let you know whether you need to act on this event.

Numeric codes and acronyms that are not self-explanatory, such as the Country of Incorporation (3), are described on the screen. When you place your mouse over the field, you’ll get an explanation of the data.

At the bottom, you can see the status of the event itself (4): Approved, Conditionally Approved, Cancelled, or Deleted.

For additional system data, click the gray arrow (5). Here, you can research timestamps related to the event. You can see when the event was created, when it was last updated, and how long it will be active.

The Select Action menu (6) allows you to refresh the page, view the audit trail, and request the related ISO 20022 message. You can also submit a corporate actions related inquiry directly to the WINS system.