Searching for Lottery Results

CA ID

Type the unique Corporate Actions identifier for the event.

CUSIP

Type all or a portion of the CUSIP associated with the lottery.

Note that if you type a partial CUSIP, the system will, if applicable, match it to the beginning of an existing CUSIP and return a range of events starting with that CUSIP.

For example, if you enter “123,” CA Web will return a list of lottery results in numerical order by CUSIP, starting with the matching CUSIP that begins with “123….”

Event Type

Select a lottery event type from the drop-down list.

This limits your search results to a single type of lottery event: partial call, partial defeasance, or partial pre-refunding.

Lottery Type

Select a lottery type from the drop-down list: original or supplemental.

Asset Class

The DTC classification of instruments into Corporate Debt, Equity, or Muni Debt.

Select whether the asset class is equity/corporate or municipal.

Lottery Swing Date

This is the date on which called positions are moved into either a segregated account or DTC Contra CUSIP(s). Note that this is the same as the “Lottery Mainline Date.”

Enter a single calendar date or a range of dates. To enter a range:

1. Click the calendar tool and select a date.

2. Select the minus (-) or the plus (+) from the drop-down list to indicate whether the date range should extend before (-) or after (+) your selected date.

3. Type a number that indicates the number of days the range should extend. For example, “+5” means that the range will begin at the selected calendar date and extend for the next five business days.

Declared Payable Date

The payable date as announced by the agent/issuer.

Enter a single calendar date or a range of dates (see Lottery Swing Date above).

Limit To

There are two limiting factors in this area: Selected by Lottery and Active/Historical.

1. Click the Selected by Lottery checkbox to limit your search to items for which you have been selected for the lottery.
   If you do not select this option, your search will return all lottery events matching your criteria whether you are affected or unaffected by the lottery.

2. Click “Active” to limit your search to open events. Click “Historical” to limit your search to events that are no longer active.
   “Active” is selected by default. To improve historical search performance, select a range of dates in the fields above.