Deliver Order: BTID-Specific Validation

For this level of validation, input fields are defined to be Required (R), Optional (O) or Not Applicable (NA), depending on the BTID.

Field Type	Description
Required field (R)	Field must be present in the record or the record will be rejected.
Optional field (O)	Field may or may not be present in the record.
Not Applicable (NA)	The field must be left blank. If any value is entered in the field, the record will be rejected.

Field Name	DO01	DO02	DO03	DO04	DO05	DO06	DO08	DO09	DO10
BTID - Business Transaction Identifier	R	R	R	R	R	R	R	R	R
Customer Reference No.	O	O	O	O	O	O	O	NA	NA
Deliverer	R	R	R	R	R	R	R	R	R
Receiver	R	R	R	R	R	R	R	R	R
CUSIP	R	R	R	R	R	R	R	R	R
Security Quantity	R	R	R	R	R	R	R	R	R
Money Amount	R	NA	R	NA	R	NA	NA	R	NA
Currency Code	O	O	O	O	O	O	O	NA	NA
Reason Code	R	R	R	R	R	R	R	R	R
Settlement Date	R	R	R	R	R	R	R	R	R
Process On Settlement Date Only Indicator	O	O	O	O	O	O	O	O	O
CMO Factor	O	O	O	O	O	O	NA	NA	NA
Comments	O	O	O	O	O	O	O	O	O
Deliverers Account #	O	O	O	O	NA	NA	NA	R	R
Receivers Account #	O	O	O	O	NA	NA	NA	R	R
Depository Third Party	O	O	O	O	O	O	NA	NA	NA
Failed Tracking Indicator (formerly Due Bill Indicator)	O	O	O	O	O	O	NA	O	O
PTA Indicator	O	O	O	O	O	O	NA	NA	NA
Prevent Pend Indicator	O	O	O	O	O	O	NA	O	O
IMS TID	O	O	O	O	O	O	O	O	O
ATP Transaction Number	O	O	O	O	O	O	O	NA	NA
Original Transaction Date	O	O	O	O	O	O	O	NA	NA
IPO Deliverer Internal Account #	NA	NA	NA	NA	O	O	NA	NA	NA
IPO Receiver Internal Account #	NA	NA	NA	NA	O	O	NA	NA	NA
IPO Broker Internal Account #	NA	NA	NA	NA	O	O	NA	NA	NA
IPO Correspondent Account	NA	NA	NA	NA	O	O	NA	NA	NA
IPO Buy Sell Indicator	NA	NA	NA	NA	O	O	NA	O	O
IPO Trade Date	NA	NA	NA	NA	O	O	NA	O	O
Subordinate Bank Account #	NA	NA	NA	NA	NA	NA	R	NA	NA
BIC	NA	NA	R	R	NA	NA	NA	NA	NA
Account ID Number	NA	NA	R	R	NA	NA	NA	O	O
Certification Flag	NA	NA	R	R	NA	NA	NA	NA	NA
Free Format Text	NA	NA	O	O	NA	NA	NA	NA	NA
Obligation Warehouse Control Number	O	O	O	O	O	O	NA	O	O
ABA Bank Number	NA	NA	NA	NA	NA	NA	R	NA	NA
Deliverer FED Comments	NA	NA	NA	NA	NA	NA	O	NA	NA
Receiver FED Comments	NA	NA	NA	NA	NA	NA	O	NA	NA
ID Control Number*	O	O	O	O	O	O	NA	NA	NA
Partner Reference Number**	O	O	NA	NA	NA	NA	NA	NA	NA
Version	R	R	R	R	R	R	R	R	R

* When an ID Control Number is entered, the matching utility platform must be active or the submission will be rejected with the following message: “ID Control Number is not on active platform.”

** This is the Euroclear reference number for deliver orders and pledges. When using the Settlement Web platform for input, users of the Collateral Management Service Auto-Select service are advised to populate this field with the Euroclear reference number.