Free or Valued Pledge Activity



For this level of validation, input fields are defined to be Required (R), Optional (O) or Not Applicable (NA), depending on the BTID.

 

   

Field Type

 

Description

  • Required field (R)

Field must be present in the record or the record will be rejected.

  • Optional field (O)

Field may or may not be present in the record.

  • Not Applicable (NA)

The field must be left blank. If any value is entered in the field, the record will be rejected.

 

 

   

Field Name

 

PL01

PL02

PL03

PL04

PL05

PL06

PL07

PL08

  • BTID – Business Transaction Identifier

R

R

R

R

R

R

R

R

  • Pledgor

R

R

R

R

R

R

R

R

  • Pledgee

R

R

R

R

R

R

R

R

  • CUSIP

R

R

R

R

R

R

R

R

  • Security Quantity

R

R

R

R

R

R

R

R

  • Loan Date

R

R

R

R

R

R

R

R

  • Loan Value

R

NA

R

NA

R

NA

R

R

  • Pledge Purpose

R

R

NA

NA

NA

NA

NA

NA

  • Release Type

NA

NA

R

R

R

R

R

R

  • Hypothecation Code

R

R

NA

NA

NA

NA

NA

NA

  • Prevent Pend Indicator

O

O

NA

NA

NA

NA

NA

NA

  • CNS Indicator

NA

NA

NA

NA

NA

O

NA

NA

  • IPO Indicator

O

O

NA

NA

NA

NA

NA

NA

  • PTA Indicator

O

O

O

O

O

O

O

O

  • Approve/Cancel Indicator

NA

NA

NA

NA

NA

NA

NA

NA

  • Comments

O

O

O

O

O

O

NA

O

  • Version

R

R

R

R

R

R

R

R