OCC Pledge Activity: BTID-Specific Validation

For this level of validation, input fields are defined to be Required (R), Optional (O) or Not Applicable (NA), depending on the BTID.

Field Type	Description
Required field (R)	Field must be present in the record or the record will be rejected.
Optional field (O)	Field may or may not be present in the record.
Not Applicable (NA)	The field must be left blank. If any value is entered in the field, the record will be rejected.

Field Name	OP01	OP02 (2nd Party)	OP02 (3rd Party)	OP03	OP04	OP05
BTID	R	R	R	R	R	R
Pledgor	R	R	R	R	R	R
Pledgee	R	R	R	R	R	R
OCC Member	NA	R	R	NA	NA	NA
CUSIP	R	R	R	R	R	R
Security Quantity	R	R	R	R	R	R
Loan Date	R	O*	O*	R	R	R
Pledge Purpose	R	NA	NA	NA	NA	NA
Release Type	NA	NA	NA	R	R	R
Hypothecation Code	R	NA	NA	NA	NA	NA
Prevent Pend Indicator	O	NA	NA	NA	NA	NA
CNS Indicator	NA	O	O	NA	NA	NA
IPO Indicator	O	NA	NA	NA	NA	NA
PTA Indicator	O	NA	NA	NA	NA	NA
Approve/Cancel Indicator	NA	NA	NA	R	NA	NA
OCC Clearing Group ID	O	O	O	NA	R	NA
Clearing Member	O	R	R	R	NA	O
OCC Account Type	O	R	O	NA	NA	O
OCC Account ID	O	O	O	NA	NA	O
OCC Collateral Type	O	R	O	NA	NA	O
OCC Option Symbol	O	O	R	NA	NA	O
OCC Option Expiration Date	O	O	R	NA	NA	O
OCC Option Type	O	O	O	NA	NA	O
OCC Option Strike Price	O	O	R	NA	NA	O
OCC Cross Reference	O	O	O	NA	NA	O
OCC Customer Account ID	NA	O	O	NA	NA	O
Version	R	R	R	R	R	R