Regulatory Compliance

Regulatory Compliance MiFID II Banner
Helping Clients to Meet Regulatory Challenges

Regulatory compliance is a key issue for market participants across the post-trade space. Vast new regulations have led to significant mandates on financial firms while recent geopolitical events have created uncertainty over the direction of the regulatory environment.

DTCC works with it clients to help them understand how new and existing regulations can affect their post-trade processes. We create solutions that helps firms to mitigate the impact of key regulations and ensures both compliance and operational efficiency.

We leverage our industry and product expertise to help clients to meet the requirements of a range of regulations including SFTR, CSDR, EMIR – RTS2, BASEL III and Dodd-Frank.

Get in to touch today to learn more about how we can help you to meet your regulatory requirements.

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BASEL III

Understanding BASEL III

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CSDR

Understanding the Central Securities Depositories Regulation

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Dodd-Frank

Understanding the impact of Dodd-Frank

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EMIR-RTS2

Introducing significant changes to reporting requirements

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SFTR

Mitigating the impact of SFTR for repos

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