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Important Notices

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Doc # Date Business Category Subject

TIW689
Jan 07, 2020
Repository and Derivatives Services
Trade Information Warehouse Successor Event Processing for PRUDENTIAL PUBLIC LIMITED COMPANY

TIW686
Dec 23, 2019
Repository and Derivatives Services
Trade Information Warehouse Rename Event Processing for CBS Corporation

TIW687
Dec 17, 2019
Repository and Derivatives Services
DTCC Deriv/SERV LLC – Revised TIW Pricing Schedule

SEC Rule Filings

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SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice

NSCC-2017-808
NSCC
To enhance the calculation of the volatility component of the Clearing Fund formula that utilizes a parametric Value-at- Risk model and eliminate the Market Maker Domination charge

Amendment No. 1 to SR-NSCC-2017-808
Federal Release:
Release No. 34-82780; File No. SR-NSCC-2017-808
February 26, 2018

NSCC-2017-807
NSCC
To increase the authorized amount under the Prefunded Liquidity Program.
Federal Release:
Release No. 34–82676; File No. SR–NSCC–2017–807
(February 15, 2018)

NSCC-2017-019
NSCC
Enhance the process for submitting and accepting ETF creations and redemptions.
Federal Release:
Release No. 34-82544; File No. SR-NSCC-2017-019
(January 19, 2018)

By-Laws, Rules and Procedures

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Subject Description Type Date

Rules, By-Laws and Organization Certificate of The Depository Trust Company
DTC is a limited-purpose trust company organized under the New York Banking Law, and is a member of the Federal Reserve System.
PDF
Jun 29, 2018

Service Guide: Distributions
The contents of all Service Guides constitute "Procedures" of The Depository Trust Company ("DTC") as defined in the Rules of DTC.
PDF
Jun 28, 2018