FICC

GOV2287-26

Wed, 04 Nov 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Zions Bancorporation, NA/ACM Omnibus – GSD Member #94GS

Notice: GOV2287-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2286-26

Wed, 04 Nov 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Citigroup Global Markets Inc./ACM Omnibus – GSD Member #94CP

Notice: GOV2286-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2282-26

Tue, 03 Nov 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: JP Morgan Chase Bank, NA/London Branch – GSD #9816

Notice: GOV2282-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2283-26

Tue, 03 Nov 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Vanguard Marketing Corporation – GSD #94GV

Notice: GOV2283-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2284-26

Tue, 03 Nov 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: The Bank of Nova Scotia, New York Agency / BNS Toronto – GSD #94IC

Notice: GOV2284-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2285-26

Tue, 03 Nov 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Natwest Markets Securities Inc. / Omnibus Cil – GSD #94GR

Notice: GOV2285-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2281-26

Mon, 02 Nov 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2281-26

Summary:

"Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here."

GOV2279-26

Fri, 30 Oct 2026 12:00:00 +00:00

New Funds-Only Settlement (“FOS”) Transaction-Level Report

Notice: GOV2279-26

Summary:

The Important Notice details the release of a new funds only settlement report which offers component details at transaction level, as applicable.

GOV2280-26

Fri, 30 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: The Bank of New York Mellon / London Branch – GSD #94IW

Notice: GOV2280-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2273-26

Fri, 30 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: American Enterprise Investment Services, Inc. – GSD #94HH

Notice: GOV2273-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2277-26

Thu, 29 Oct 2026 12:00:00 +00:00

Submission of Rule Filing SR-FICC-2026-011 – Remove a Requirement That Sponsoring Members Report Certain Events Impacting Their Sponsored Members

Notice: GOV2277-26

Summary:

Submission of Rule Filing SR-FICC-2026-011 – Remove a Requirement That Sponsoring Members Report Certain Events Impacting Their Sponsored Members

GOV2278-26

Thu, 29 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: BNP Paribas Securities Corp. / ACM Omnibus Prime Brokerage – GSD Member #94IK

Notice: GOV2278-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2257-26

Tue, 27 Oct 2026 12:00:00 +00:00

Clarifications to the GSD Schedule of Haircuts and Concentration Limits for Eligible Clearing Fund Securities

Notice: GOV2257-26

Summary:

Clarifications to the GSD Schedule of Haircuts and Concentration Limits for Eligible Clearing Fund Securities

MBS1607-26

Tue, 27 Oct 2026 12:00:00 +00:00

Clarifications to the MBSD Schedule of Haircuts and Concentration Limits for Eligible Clearing Fund Securities

Notice: MBS1607-26

Summary:

Clarifications to the MBSD Schedule of Haircuts and Concentration Limits for Eligible Clearing Fund Securities

MBS1613-26

Tue, 27 Oct 2026 12:00:00 +00:00

FICC Thanksgiving Day Holiday Schedule

Notice: MBS1613-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

GOV2275-26

Tue, 27 Oct 2026 12:00:00 +00:00

FICC Thanksgiving Day Holiday Schedule

Notice: GOV2275-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures.

GOV2276-26

Tue, 27 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC:FHN Financial Securities Corp. – GSD #94JC

Notice: GOV2276-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2274-26

Tue, 27 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Montec Securities LLC / ACM Omnibus – GSD Member #94IF

Notice: GOV2274-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2268-26

Mon, 26 Oct 2026 12:00:00 +00:00

Sponsored Member - Name Change

Notice: GOV2268-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1610-26

Mon, 26 Oct 2026 12:00:00 +00:00

BOFA Securities Inc. [MLPA] – Activation

Notice: MBS1610-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1611-26

Mon, 26 Oct 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JFAT & JFAU] - Final Retire

Notice: MBS1611-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1612-26

Mon, 26 Oct 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSAX] - Final Retire

Notice: MBS1612-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2269-26

Mon, 26 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: J.P. Morgan Securities LLC/CFTC 1.20 CUST SEG – GSD #9922

Notice: GOV2269-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2270-26

Mon, 26 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: J.P. Morgan Securities LLC/CFTC 22.2 CUST CLR SWAP – GSD #9924

Notice: GOV2270-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2271-26

Mon, 26 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: J.P. Morgan Securities LLC/CFTC 30.7 CUST SECURED – GSD #9925

Notice: GOV2271-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2272-26

Mon, 26 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: J.P. Morgan Securities LLC/House Fund Reinvestment – GSD #9926

Notice: GOV2272-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2267-26

Thu, 22 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: National Bank Financial Inc. / ACM Omnibus Seg – GSD Member #94JU

Notice: GOV2267-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2262-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Deutsche Bank AG, Frankfurt Branch – GSD #9728

Notice: GOV2262-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2266-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: J.P. Morgan Securities LLC/AWM – GSD #94GJ

Notice: GOV2266-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2263-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Barclays Bank PLC/ACM Omnibus – GSD Member #94EX

Notice: GOV2263-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2264-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Sponsoring Member of the Government Securities Division of FICC: Barclays Capital Inc./Omnibus – GSD #94EW Barclays Capital Inc./Omnibus Seg – GSD #94FO

Notice: GOV2264-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2265-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Barclays Capital Inc./ACM Omnibus – GSD Member #94FF

Notice: GOV2265-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2261-26

Wed, 21 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Edward D. Jones & Co. – GSD #9657

Notice: GOV2261-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1608-26

Tue, 20 Oct 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JSAX] - Intent to Retire

Notice: MBS1608-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

MBS1609-26

Tue, 20 Oct 2026 12:00:00 +00:00

J.P. Morgan Securities LLC [JFAT & JFAU] - Intent to Retire

Notice: MBS1609-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2259-26

Mon, 19 Oct 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2259-26

Summary:

"Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here."

GOV2260-26

Mon, 19 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Intesa Sanpaolo IMI Securities Corp/ACM Omnibus – GSD Member #94GH

Notice: GOV2260-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here

GOV2258-26

Fri, 16 Oct 2026 12:00:00 +00:00

Delete Sponsored Member

Notice: GOV2258-26

Summary:

"Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here."

GOV2256-26

Wed, 14 Oct 2026 12:00:00 +00:00

New Agent Clearing Member of the Government Securities Division of FICC: Commerz Markets LLC / ACM Omnibus – GSD Member #94IG

Notice: GOV2256-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2249-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: U.S. Bank National Association/Macro – GSD #94JA

Notice: GOV2249-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2253-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Sumitomo Mitsui Banking Corp/Hong Kong Branch – GSD #94DZ

Notice: GOV2253-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2254-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Sumitomo Mitsui Banking Corp/ Manila Branch – GSD #94EA

Notice: GOV2254-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2255-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Sumitomo Mitsui Banking Corp/ Singapore Branch – GSD #94EB

Notice: GOV2255-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2250-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC:JP Morgan Chase Bank, NA/CIO_A – GSD #9855

Notice: GOV2250-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2251-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC:JP Morgan Chase Bank, NA/CIO_M – GSD #9298

Notice: GOV2251-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2252-26

Tue, 13 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: JP Morgan Chase Bank, NA/CIO_H – GSD #9299

Notice: GOV2252-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2248-26

Mon, 12 Oct 2026 12:00:00 +00:00

FICC Veterans Day Holiday Schedule

Notice: GOV2248-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures

MBS1606-26

Mon, 12 Oct 2026 12:00:00 +00:00

FICC Veterans Day Holiday Schedule

Notice: MBS1606-26

Summary:

Holiday Important Notices are intended to provide clients notice of DTCC’s U.S. holiday observance and how it will impact Clearing and Settlement services, depending on exchange and bank closures

MBS1605-26

Mon, 12 Oct 2026 12:00:00 +00:00

2026 EPN Sub-Accounts Addition

Notice: MBS1605-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.

GOV2244-26

Fri, 09 Oct 2026 12:00:00 +00:00

New Participant in the Netting System of the Government Securities Division of FICC: Charles Schwab & Co., Inc. / Special Reserve – GSD #94IQ

Notice: GOV2244-26

Summary:

Updates/changes impacting DTCC Participant(s)/Member(s) and/or Sponsored Member(s) noted here.