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Issue Eligibility

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Apr 05, 2024 Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
Issue Eligibility

Dec 21, 2023 The eCD Indemnification Letter is used when features on an eCD certificate need to be amended post issuance. Special Letters (PDF)

Apr 06, 2021 The LOP is used, when due to extraordinary circumstances, the Lead Underwriter of a Non-FAST new issue has advised DTC that it will not be able to deliver the physical certificates to DTC in compliance to the requirements described in DTC’s Operational Arrangements (OA). Note: Please read the letter in its entirety before completing and submitting to DTC. Special Letters (PDF)

Additional Resources

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    Becoming a DTC-Eligible Agent

    This service facilitates communication with the agent community by providing information and reference documentation that is necessary to interact with DTC.

    Overview
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    View latest news updates and press releases about the DTC-Eligible Transfer Agents service. Learn how we can help you in becoming DTC-Eligible.

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    Download legal information about DTC-Eligible Transfer Agents including important notices and procedures. Visit the website to read more about Agent services.

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