Settlement & Asset Services

Making Your Quarterly Financial Statements Available to Investors via DTC’s Legal Notice System (LENS)

LENS provides a means for issuers, their agents and courts to make legal notices concerning DTC-eligible issues available to investors. LENS offers a central location for legal notices and search capability that enables users to find the specific notices they need.

Potential investors often look to LENS for information as part of their due diligence when making investment decisions. DTC participants acting in the interest of their clients rely on LENS for information affecting their portfolios.

Posting your quarterly financial statements on LENS is an excellent way to connect with investors by making this vital information available to them quickly and efficiently via LENS’ electronic portal.

Simply email the statements to lensnotices@dtcc.com. Be sure to include the issue’s description and its CUSIP number. You’ll receive confirmation when your request is processed.

Posting notices to LENS is offered free of charge.

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