CAT Transaction - Transfer Type 1 & 2 CAT Output to Carrier D70DTCC200501250000010001 20050125DTCC01610161 IFT000000000014T D72453245324532 ACT00000000020000000002CPL D7301DTCC0050250000000001 CAT 5555555 694474594204066661555 44447644 789451111 4445557777 D7304DTCC00502500000000012005020000013400000607330733 01610161 012005012620050223 D7330DTCC0050250000000001 Y 999999999 FI200101011000000000 D7301DTCC0050250000000002 CAT 6666666 866792773200088888888 99999999 444888555 555888444 D7304DTCC00502500000000022005020000013500000707330733 01610161 022005012620050223 D7310DTCC0050250000000002 HA XMERRILL LYNCH CUST FBO JOHN SMITH 121111111 FI D7312DTCC0050250000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA D7313DTCC0050250000000002 9042187000 D7320DTCC0050250000000002 N PXMERRILL LYNCH 121111111 FI57 1000000000 D7322DTCC0050250000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA D7323DTCC0050250000000002 9042187000 D7330DTCC0050250000000002 Y 246824689 34196501011000000000 CAT Confirmaton Scencarios: CAT Confirm - Acknowledge (ACK) Input From Carrier C704532200501270000010001 20050127453245324532 IFT000000000014T C72016101610161 CAT00000000020000000000INA C73014532005027000000000101610050250000000001 CAT ACK0005555555 694474594204066661555 44447644 C7304453200502700000000012005020000013400000607330161 01610161 C733045320050270000000001 000 999999999 FI200101011000000000 C730145320050270000000002 CAT ACK0006666666 866792773200088888888 99999999 C7304453200502700000000022005020000013500000707330733 01610161 022005012620050223 C731045320050270000000002 000HA XMERRILL LYNCH CUST FBO JOHN SMITH 121111111 FI C731245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C731345320050270000000002 9042187000 C732045320050270000000002 000PXMERRILL LYNCH 121111111 FI57 1000000000 C732245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C732345320050270000000002 9042187000 C733045320050270000000002 Y 000 246824689 34196501011000000000 Output to Broker C704532200501270000010001 20050127453245324532 IFT000000000014T C72016101610161 CAT00000000020000000002CPL C73014532005027000000000101610050250000000001 CAT ACK0005555555 694474594204066661555 44447644 C7304453200502700000000012005020000013400000607330161 01610161 C733045320050270000000001 000 999999999 FI200101011000000000 C730145320050270000000002 CAT ACK0006666666 866792773200088888888 99999999 C7304453200502700000000022005020000013500000707330733 01610161 022005012620050223 C731045320050270000000002 000HA XMERRILL LYNCH CUST FBO JOHN SMITH 121111111 FI C731245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C731345320050270000000002 9042187000 C732045320050270000000002 000PXMERRILL LYNCH 121111111 FI57 1000000000 C732245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C732345320050270000000002 9042187000 C733045320050270000000002 Y 000 246824689 34196501011000000000 CAT Confirm - Hard Reject (HRJ) - Reason Code 030 - Contract Terminated Input From Carrier C704532200501270000010001 20050127453245324532 IFT0000000000014T C72016101610161 CAT00000000020000000000INA C73014532005027000000000101610050250000000001 CAT HRJ0305555555 694474594204066661555 44447644 C7304453200502700000000012005020000013400000607330161 01610161 C733045320050270000000001 000 999999999 FI200101011000000000 C73014532005027000000000201610050250000000002 CAT HRJ0306666666 866792773200088888888 99999999 C7304453200502700000000022005020000013500000707330733 01610161 022005012620050223 C731045320050270000000002 000HA XMERRILL LYNCH CUST FBO JOHN SMITH 121111111 FI C731245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C731345320050270000000002 9042187000 C732045320050270000000002 000PXMERRILL LYNCH 121111111 FI57 1000000000 C732245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C732345320050270000000002 9042187000 C733045320050270000000002 Y 000 246824689 34196501011000000000 Output to Broker C704532200501270000010001 20050127453245324532 IFT000000000014T C72016101610161 CAT00000000020000000002CPL C73014532005027000000000101610050250000000001 CAT HRJ0305555555 694474594204066661555 44447644 C7304453200502700000000012005020000013400000607330161 01610161 C733045320050270000000001 000 999999999 FI200101011000000000 C73014532005027000000000201610050250000000002 CAT HRJ0306666666 866792773200088888888 99999999 C7304453200502700000000022005020000013500000707330733 01610161 022005012620050223 C731045320050270000000002 000HA XMERRILL LYNCH CUST FBO JOHN SMITH 121111111 FI C731245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C731345320050270000000002 9042187000 C732045320050270000000002 000PXMERRILL LYNCH 121111111 FI57 1000000000 C732245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C732345320050270000000002 9042187000 C733045320050270000000002 Y 000 246824689 34196501011000000000 CAT Confirm - Soft Reject (SRJ) - Reason Code 050 - Rep Not Appointed Input From Carrier C704532200501270000010001 20050127453245324532 IFT000000000014T C72016101610161 CAT00000000020000000000INA C73014532005027000000000101610050250000000001 CAT SRJ0505555555 694474594204066661555 44447644 VA12345NY C7304453200502700000000012005020000013400000607330161 01610161 C733045320050270000000001 050 999999999 FI200101011000000000 C73014532005027000000000201610050250000000002 CAT SRJ0506666666 866792773200088888888 99999999 C7304453200502700000000022005020000013500000707330733 01610161 022005012620050223 C731045320050270000000002 000HA XMERRILL LYNCH CUST FBO JOHN SMITH 121111111 FI C731245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C731345320050270000000002 9042187000 C732045320050270000000002 000PXMERRILL LYNCH 121111111 FI57 1000000000 C732245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C732345320050270000000002 9042187000 C733045320050270000000002 N 050 246824689 34196501011000000000 Output to Broker C704532200501270000010001 20050127453245324532 IFT000000000014T C72016101610161 CAT00000000020000000002CPL C73014532005027000000000101610050250000000001 CAT SRJ0505555555 694474594204066661555 44447644 VA12345NY C7304453200502700000000012005020000013400000607330161 01610161 C733045320050270000000001 050 999999999 FI200101011000000000 C73014532005027000000000201610050250000000002 CAT SRJ0506666666 866792773200088888888 99999999 C7304453200502700000000022005020000013500000707330733 01610161 022005012620050223 C731045320050270000000002 000HA XMERRILL LYNCH CUST FBO JOHN SMITH 121111111 FI C731245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C731345320050270000000002 9042187000 C732045320050270000000002 000PXMERRILL LYNCH 121111111 FI57 1000000000 C732245320050270000000002 1000 JACKSONVILLE WAY 22ND FLOOR JACKSONVILLE FL32246 USA C732345320050270000000002 9042187000 C733045320050270000000002 N 050 246824689 34196501011000000000