Anti-Money Laundering

Anti-Money Laundering

DTCC is firmly committed to preserving the safety and soundness of its operations and protecting its reputation in the global financial community.  DTCC also acknowledges its important role in furthering efforts to combat money laundering and terrorist financing.   In compliance with applicable provisions of the Bank Secrecy Act (BSA) and global requirements, DTCC has established standards that include:

  • Written Anti-Money Laundering (AML) policies and procedures;
  • Observance of a Know Your Customer Program;
  • Operating procedures reasonably designed to meet AML and Global Sanctions screening responsibilities; and
  • Investigating and appropriate reporting of suspicious activity.
  • Training; and
  • Independent testing
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