Legal Disclosures

© 2020 DTCC. All rights reserved. DTCC, DTCC (Stylized), ADVANCING FINANCIAL MARKETS. TOGETHER, and the Interlocker graphic are registered and unregistered trademarks of The Depository Trust & Clearing Corporation.

The services described above are provided under the “DTCC” brand name by certain affiliates of The Depository Trust & Clearing Corporation (“DTCC”). DTCC itself does not provide such services.

Each of the affiliates, including DTCC ITP (UK) Limited, a private limited company incorporated in England and Wales (company number 4007732), with registered office at Broadgate Quarter, One Snowden Street, London EC2A 2DQ, is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. DTCC ITP (UK) Limited is authorised and regulated by the Financial Conduct Authority and may be the relevant affiliate that is offering the services described above. See for a detailed description of DTCC, its affiliates and the services they offer.

Certain DTCC ITP LLC services are subject to regulation by the U.S. Securities and Exchange Commission (“SEC”) and are offered by DTCC ITP Matching (US) LLC (“DTCC Matching”), which is set out in SEC Release No. 34-44188; File No. 600-32; 66 FR 20494 (April 17, 2001). TradeSuite ID and CTM are services of DTCC Matching and are subject to SEC regulation when used for trades in which either the broker-dealer or its institutional customer is a U.S. entity and the securities in the trade are issued by a U.S. issuer. No other services offered by DTCC ITP LLC are regulated.