Doc #
Date
Product & Services
Subsidiary
Subject
Apr 05, 2021
The Fully-Paid-for-Account
DTC
DTCC Common Stock Reallocation
Apr 05, 2021
The Fully-Paid-for-Account
DTCC Common Stock Reallocation
Apr 05, 2021
The Fully-Paid-for-Account
FICC - MBS
DTCC Common Stock Reallocation
Apr 05, 2021
The Fully-Paid-for-Account
DTCC Common Stock Reallocation
Apr 05, 2021
The Fully-Paid-for-Account
FICC - GOV
DTCC Common Stock Reallocation
Apr 05, 2021
The Fully-Paid-for-Account
DTCC Common Stock Reallocation
Apr 05, 2021
The Fully-Paid-for-Account
NSCC
DTCC Common Stock Reallocation
Apr 05, 2021
The Fully-Paid-for-Account
DTCC Common Stock Reallocation
Mar 30, 2021
The Fully-Paid-for-Account
CMU
UPDATE- NOMURA HOLDINGS INC-DELETION
REVISED
Mar 30, 2021
The Fully-Paid-for-Account
UPDATE- NOMURA HOLDINGS INC-DELETION
Mar 29, 2021
The Fully-Paid-for-Account
CMU
NOMURA HLDGS INC - Deletion
Mar 29, 2021
The Fully-Paid-for-Account
NOMURA HLDGS INC - Deletion
Mar 19, 2021
The Fully-Paid-for-Account
NSCC
New York State Stock Transfer Tax
Mar 19, 2021
The Fully-Paid-for-Account
New York State Stock Transfer Tax
Mar 15, 2021
The Fully-Paid-for-Account
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
Mar 15, 2021
The Fully-Paid-for-Account
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
Mar 15, 2021
The Fully-Paid-for-Account
NSCC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
Mar 15, 2021
The Fully-Paid-for-Account
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
Mar 09, 2021
The Fully-Paid-for-Account
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021
Mar 09, 2021
The Fully-Paid-for-Account
Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021