Skip to main content
Login
  • MyDTCC
  • MyDTCC-EMEA
  • MyDTCC-Asia
  • API Marketplace
  • DTCC Learning
  • ServiceCentral
  • GMEI Utility
Regions
  • Regions - APAC
  • Regions - Japan
DTCC Learning Client Center
  • Products and Services
    • Institutional Trade Processing
      • GMEI
      • Alert
      • CentralTradeManager
      • TradesuiteID
      • Settlement Instruction Manager
      • Settlement Status Manager
      • Data Analytics (formerly Benchmarks)
    • Clearing Services
      • Equities-Clearing-Services
        • ACATS
        • CNS®
        • Cost Basis Reporting Service (CBRS)
        • ESS
        • Securities Financing Transaction (SFT) Clearing
        • Obligation Warehouse
      • Equities Clearing Trade Capture
        • CNS Prime Broker Interface
        • Correspondent Clearing
        • DTCC Limit Monitoring
        • ETF Processing
        • FSCN
        • Universal Trade Capture (UTC)
      • FixedIncomeClearingGSD
        • Real-Time Trade Matching
        • Repo Services
        • Repo Collateral Substitution
        • Auction Takedown
        • Automated Funds-Only (Cash-Only) Settlement Service
      • FixedIncomeClearing - MBSD
        • Real-Time Trade Matching
        • MBS Novation
        • Electronic Pool Notification (EPN)
        • Netting and Settlement Services
        • Automated Funds-Only Settlement Service
      • FixedIncomeClearingCMU
        • Real-Time Trade Matching
      • RiskManagement
        • Risk Management as a Service (RMaaS)
    • Settlement and Asset Services
      • Underwriting
      • IssuerServices
      • CorporateActionsProcessing
      • SecuritiesProcessing
      • Settlement
      • GlobalTaxServices
      • AgentServices
    • Wealth Management Services
      • MutualFundServices
      • AlternativeInvestmentProducts
      • InsuranceandRetirementServices
    • Repository Derivative Services
      • Repository Services
        • GTR Europe
        • GTR UK
        • GTR Asia
        • GTR North America
      • Derivatives Services
        • Trade Information Warehouse
      • DTCC Report Hub
    • Data Services
      • Corporate Actions & Reference Data
        • CA 20022 Service
        • CA Web Service
        • ETF Portfolio Data Service
        • Legal Notice System Data
        • Security Master File Data
        • Liquidity Coverage Ratio Service
      • Market Aggregates & Analytics
        • CDS Kinetics
        • Equity Benchmark Kinetics
        • Equity Kinetics
        • Investor Kinetics
        • FRTB Service
        • Money Market Kinetics
        • Treasury Kinetics
  • News and Events
    • DTCC Connection
    • Our Stories
    • Our Experts
    • Events
    • Press Room
    • Podcasts
    • White Papers
  • About
    • About Us
      • Business and Subsidiaries
      • Leadership
      • Annual Reports
      • Clearing & Settlement Book
      • History
      • Our Corporate Strategy
    • Careers
      • Careers with Impact
      • Join the Talent Community
    • Diversity and Inclusion
    • Managing Risk
    • Government Relations
    • Compliance
    • DTCC Cares
    • Industry Associations
    • Vendor Management
  • Resources
    • Client Center
    • Settlement by The Numbers
    • Integration
    • Partners
    • DTCC Learning
    • Legal and Regulatory
    • Important Notices
  • Login
    • MyDTCC
    • MyDTCC-EMEA
    • MyDTCC-Asia
    • API Marketplace
    • DTCC Learning
    • ServiceCentral
    • GMEI Utility
  • Regions
    • Regions APAC
    • Regions Japan
  • DTCC Learning
  • Client Center
  • Products & Services
    • Institutional Trade Processing
      • GMEI ® ALERT ® CTM ® Tradesuite ID ™ Settlement Instruction Manager Settlement Status Manager (Formerly DTCC Exception Manager) ITP Data Analytics
    • Clearing Services
      • EQUITIES CLEARING ACATS CNS® Cost Basis Reporting Service (CBRS) ESS Securities Financing Transaction (SFT) Clearing Obligation Warehouse
      • EQUITIES CLEARING - TRADE CAPTURE CNS Prime Broker Interface Correspondent Clearing DTCC Limit Monitoring ETF Processing FSCN Universal Trade Capture (UTC)
      • FIXED INCOME - GSD Real-Time Trade Matching Repo Services Repo Collateral Substitution Auction Takedown Automated Funds-Only (Cash-Only) Settlement Service
      • FIXED INCOME - MBSD Real-Time Trade Matching MBS Novation Electronic Pool Notification (EPN) Netting and Settlement Services Automated Funds-Only Settlement Service
      • CMU DIVISION Real-Time Trade Matching
      • RISK MANAGEMENT Risk Management as a Service (RMaaS)
    • Settlement & Asset Services
      • UNDERWRITING
      • ISSUER SERVICES
      • CORPORATE ACTIONS PROCESSING
      • SECURITIES PROCESSING
      • SETTLEMENT
      • GLOBAL TAX SERVICES
      • AGENT SERVICES
    • Wealth Management Services
      • Mutual Fund Services
      • Alternative Investment Product Services
      • Insurance & Retirement Services
    • Repository & Derivatives Services
      • REPOSITORY SERVICES GTR Europe GTR UK GTR Asia GTR North America
      • DERIVATIVES SERVICES Trade Information Warehouse
      • DTCC Report Hub®
    • Data Services
      • Corporate Actions & Reference Data CA 20022 Service CA Web Service ETF Portfolio Data Service Legal Notice System Data Security Master File Data Liquidity Coverage Ratio Service
      • Market Aggregates & Analytics CDS Kinetics Equity Benchmark Kinetics Equity Kinetics Investor Kinetics FRTB Service Money Market Kinetics Treasury Kinetics
  • News & Events
    • DTCC Connection
    • Our Stories
    • Our Experts
    • Events & Replays
    • Press Room
    • Podcasts
    • White Papers
  • About
    • About Us
      • Business and Subsidiaries Leadership Annual Reports Clearing & Settlement Book DTCC Virtual Museum Our Corporate Strategy
    • Careers
      • Careers with Impact Join the Talent Community
    • Diversity and Inclusion
    • Managing Risk
    • Government Relations
    • Compliance
    • DTCC Cares
    • Industry Associations
    • Vendor Management
  • Resources
    • Client Center
    • Settlement By The Numbers
    • Onboarding & Integration
      Services
    • Partners
    • DTCC Learning
    • Legal & Regulatory
    • Important Notices
  • Home
  • Clearing Services
  • Equities Clearing Services
  • Bulk Transfer Initiative
  • Legal
Share

Bulk Transfer Initiative

Important Notices

View All
Doc #
Date
Product & Services
Subsidiary
Subject
B14953-21
Apr 05, 2021
Bulk Transfer
DTC
DTCC Common Stock Reallocation
B14953-21

Apr 05, 2021 Bulk Transfer DTCC Common Stock Reallocation

MBS971-21
Apr 05, 2021
Bulk Transfer
FICC - MBS
DTCC Common Stock Reallocation
MBS971-21

Apr 05, 2021 Bulk Transfer DTCC Common Stock Reallocation

GOV1073-21
Apr 05, 2021
Bulk Transfer
FICC - GOV
DTCC Common Stock Reallocation
GOV1073-21

Apr 05, 2021 Bulk Transfer DTCC Common Stock Reallocation

a8986
Apr 05, 2021
Bulk Transfer
NSCC
DTCC Common Stock Reallocation
a8986

Apr 05, 2021 Bulk Transfer DTCC Common Stock Reallocation

CMU28-21
Mar 30, 2021
Bulk Transfer
FICC - CMU
UPDATE- NOMURA HOLDINGS INC-DELETION REVISED
CMU28-21

Mar 30, 2021 Bulk Transfer UPDATE- NOMURA HOLDINGS INC-DELETION

CMU27-21
Mar 29, 2021
Bulk Transfer
FICC - CMU
NOMURA HLDGS INC - Deletion
CMU27-21

Mar 29, 2021 Bulk Transfer NOMURA HLDGS INC - Deletion

a8780
Mar 19, 2021
Bulk Transfer
NSCC
New York State Stock Transfer Tax
a8780

Mar 19, 2021 Bulk Transfer New York State Stock Transfer Tax

14827-21
Mar 15, 2021
Bulk Transfer
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
14827-21

Mar 15, 2021 Bulk Transfer Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

a8980
Mar 15, 2021
Bulk Transfer
NSCC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
a8980

Mar 15, 2021 Bulk Transfer Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

14810-21
Mar 09, 2021
Bulk Transfer
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021
14810-21

Mar 09, 2021 Bulk Transfer Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021

Additional Resources

  • FPO

    Bulk Transfer Initiative

    Overview

  • News

    View our latest News and Insights, Whitepaper and Press Releases.

    Read More
back to top
  • Products & Services
    • Institutional Trade Processing
    • Clearing Services
    • Settlement & Asset Services
    • Wealth Management Services
    • Repository & Derivatives Services
    • Data Services
  • About
    Businesses & Subsidiaries Leadership Annual Reports Government Relations Compliance Careers Diversity & Inclusion Our Stories
  • Contact
    Client Support Contacts
    United States 1-888-382-2721
    International +1-212-855-8099
  • Login
    MyDTCC MyDTCC-EMEA MyDTCC-Asia API Marketplace DTCC Learning ServiceCentral DTCCData.com Regions - APAC Regions - Japan GMEI Utility
  • Legal & Regulatory
    Important Notices SEC Rule Filings Rules & Procedures Issue Eligibility Policy & Compliance Modern Slavery Statement Financial Statements
Dec 05
MBS1158-22FICC New Year’s Day Holiday Schedule
  • Terms & Conditions
  • Privacy Policy
  • Cookie Settings
Copyright 2022 DTCC All Rights Reserved
dtccdotcom