This website sets cookies on your device. By continuing to use our site, you consent to our use of cookies in accordance with our Privacy Policy.

DTCC Learning Client Center

ACATS

Home / Clearing Services / Equities Clearing Services / Bulk Transfer Initiative

Share

Print

Important Notices

View All

Doc # Date Business Category Subject

a7962
Jan 03, 2015
Clearing-Services
Equities-Clearing-Services
EXCHANGE TRADED FUND INPUT & OUTPUT TIME FRAMES

OTC-001
Jan 02, 2015
Clearing-Services
Equities-Clearing-Services
UPDATES TO THE LIST OF OTC CLEARED SECURITIES

a7959
Jan 02, 2015
Clearing-Services
Equities-Clearing-Services
Commission Bill Settlement January, 15, 2015

SEC Rule Filings

View All

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice

FICC-2020-001
FICC - MBS, FICC - GOV
To Adopt the Interpretive Guidance With Respect to Settlement Finality
Federal Release:
Release No. 34-88277; File No. SR-FICC-2020-001
February 25, 2020

NSCC-2020-801
NSCC
Enhance the Calculation of the Family-Issued Securities Charge.

NSCC-2020-002
NSCC
Enhance the Calculation of the Family-Issued Securities Charge.

By-Laws, Rules and Procedures

View All

Subject Description Type Date

Rules & Procedures of National Securities Clearing Corporation
NSCC is regulated by the U.S. Securities and Exchange Commission (SEC).
PDF
Aug 06, 2018

FICC - Mortgage-Backed Securities Division Clearing Rules
FICC is registered with and regulated by the U.S. Securities and Exchange Commission (SEC).
PDF
Jul 02, 2018

FICC - Government Securities Division Rulebook
FICC is registered with and regulated by the U.S. Securities and Exchange Commission (SEC).
PDF
Jul 02, 2018