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Securities Financing Transaction (SFT) Clearing

Important Notices

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Doc #
Date
Product & Services
Subsidiary
Subject
B14953-21
Apr 05, 2021
SFT
DTC
DTCC Common Stock Reallocation
B14953-21

Apr 05, 2021 SFT DTCC Common Stock Reallocation

a8986
Apr 05, 2021
SFT
NSCC
DTCC Common Stock Reallocation
a8986

Apr 05, 2021 SFT DTCC Common Stock Reallocation

MBS971-21
Apr 05, 2021
SFT
FICC - MBS
DTCC Common Stock Reallocation
MBS971-21

Apr 05, 2021 SFT DTCC Common Stock Reallocation

GOV1073-21
Apr 05, 2021
SFT
FICC - GOV
DTCC Common Stock Reallocation
GOV1073-21

Apr 05, 2021 SFT DTCC Common Stock Reallocation

CMU28-21
Mar 30, 2021
SFT
FICC - CMU
UPDATE- NOMURA HOLDINGS INC-DELETION REVISED
CMU28-21

Mar 30, 2021 SFT UPDATE- NOMURA HOLDINGS INC-DELETION

CMU27-21
Mar 29, 2021
SFT
FICC - CMU
NOMURA HLDGS INC - Deletion
CMU27-21

Mar 29, 2021 SFT NOMURA HLDGS INC - Deletion

a8780
Mar 19, 2021
SFT
NSCC
New York State Stock Transfer Tax
a8780

Mar 19, 2021 SFT New York State Stock Transfer Tax

a8980
Mar 15, 2021
SFT
NSCC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
a8980

Mar 15, 2021 SFT Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

14827-21
Mar 15, 2021
SFT
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
14827-21

Mar 15, 2021 SFT Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

14810-21
Mar 09, 2021
SFT
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021
14810-21

Mar 09, 2021 SFT Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021

Additional Resources

  • FPO

    SFT Clearing

    Securities financing transactions (SFTs) are any transactions where securities are used to borrow cash or vice versa. Learn more.

    Overview

  • News

    Securities financing transactions (SFTs) are any transactions where securities are used to borrow cash or vice versa. Learn more.

    Read More

  • Support

    Securities financing transactions (SFTs) are any transactions where securities are used to borrow cash or vice versa. Learn more.

    Support
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