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Securities Financing Transaction (SFT) Clearing

Important Notices

View All
Doc #
Date
Product & Services
Subsidiary
Subject
B14953-21
Apr 05, 2021
SFT
DTC
DTCC Common Stock Reallocation
B14953-21

Apr 05, 2021 SFT DTCC Common Stock Reallocation

MBS971-21
Apr 05, 2021
SFT
FICC - MBS
DTCC Common Stock Reallocation
MBS971-21

Apr 05, 2021 SFT DTCC Common Stock Reallocation

GOV1073-21
Apr 05, 2021
SFT
FICC - GOV
DTCC Common Stock Reallocation
GOV1073-21

Apr 05, 2021 SFT DTCC Common Stock Reallocation

a8986
Apr 05, 2021
SFT
NSCC
DTCC Common Stock Reallocation
a8986

Apr 05, 2021 SFT DTCC Common Stock Reallocation

CMU28-21
Mar 30, 2021
SFT
FICC - CMU
UPDATE- NOMURA HOLDINGS INC-DELETION REVISED
CMU28-21

Mar 30, 2021 SFT UPDATE- NOMURA HOLDINGS INC-DELETION

CMU27-21
Mar 29, 2021
SFT
FICC - CMU
NOMURA HLDGS INC - Deletion
CMU27-21

Mar 29, 2021 SFT NOMURA HLDGS INC - Deletion

a8780
Mar 19, 2021
SFT
NSCC
New York State Stock Transfer Tax
a8780

Mar 19, 2021 SFT New York State Stock Transfer Tax

14827-21
Mar 15, 2021
SFT
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
14827-21

Mar 15, 2021 SFT Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

a8980
Mar 15, 2021
SFT
NSCC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
a8980

Mar 15, 2021 SFT Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

14810-21
Mar 09, 2021
SFT
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021
14810-21

Mar 09, 2021 SFT Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021

Additional Resources

  • FPO

    SFT Clearing

    Securities financing transactions (SFTs) are any transactions where securities are used to borrow cash or vice versa. Learn more.

    Overview

  • News

    Securities financing transactions (SFTs) are any transactions where securities are used to borrow cash or vice versa. Learn more.

    Read More
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