Skip to main content
Login
  • MyDTCC
  • MyDTCC-EMEA
  • MyDTCC-Asia
  • API Marketplace
  • DTCC Learning
  • ServiceCentral
  • GMEI Utility
Regions
  • Regions - APAC
  • Regions - Japan
DTCC Learning Client Center
  • Products and Services
    • Institutional Trade Processing
      • GMEI
      • Alert
      • CentralTradeManager
      • TradesuiteID
      • Settlement Instruction Manager
      • Settlement Status Manager
      • Data Analytics (formerly Benchmarks)
    • Clearing Services
      • Equities-Clearing-Services
        • ACATS
        • CNS®
        • Cost Basis Reporting Service (CBRS)
        • ESS
        • Securities Financing Transaction (SFT) Clearing
        • Obligation Warehouse
      • Equities Clearing Trade Capture
        • CNS Prime Broker Interface
        • Correspondent Clearing
        • DTCC Limit Monitoring
        • ETF Processing
        • FSCN
        • Universal Trade Capture (UTC)
      • FixedIncomeClearingGSD
        • Real-Time Trade Matching
        • Repo Services
        • Repo Collateral Substitution
        • Auction Takedown
        • Automated Funds-Only (Cash-Only) Settlement Service
      • FixedIncomeClearing - MBSD
        • Real-Time Trade Matching
        • MBS Novation
        • Electronic Pool Notification (EPN)
        • Netting and Settlement Services
        • Automated Funds-Only Settlement Service
      • FixedIncomeClearingCMU
        • Real-Time Trade Matching
      • RiskManagement
        • Risk Management as a Service (RMaaS)
    • Settlement and Asset Services
      • Underwriting
      • IssuerServices
      • CorporateActionsProcessing
      • SecuritiesProcessing
      • Settlement
      • GlobalTaxServices
      • AgentServices
    • Wealth Management Services
      • MutualFundServices
      • AlternativeInvestmentProducts
      • InsuranceandRetirementServices
    • Repository Derivative Services
      • Repository Services
        • GTR Europe
        • GTR UK
        • GTR Asia
        • GTR North America
      • Derivatives Services
        • Trade Information Warehouse
      • DTCC Report Hub
    • Data Services
      • Corporate Actions & Reference Data
        • CA 20022 Service
        • CA Web Service
        • ETF Portfolio Data Service
        • Legal Notice System Data
        • Security Master File Data
        • Liquidity Coverage Ratio Service
      • Market Aggregates & Analytics
        • CDS Kinetics
        • Equity Benchmark Kinetics
        • Equity Kinetics
        • Investor Kinetics
        • FRTB Service
        • Money Market Kinetics
        • Treasury Kinetics
  • News and Events
    • DTCC Connection
    • Our Stories
    • Our Experts
    • Events
    • Press Room
    • Podcasts
    • White Papers
  • About
    • About Us
      • Business and Subsidiaries
      • Leadership
      • Annual Reports
      • Clearing & Settlement Book
      • History
      • Our Corporate Strategy
    • Careers
      • Careers with Impact
      • Join the Talent Community
    • Diversity and Inclusion
    • Managing Risk
    • Government Relations
    • Compliance
    • DTCC Cares
    • Industry Associations
    • Vendor Management
  • Resources
    • Client Center
    • Settlement by The Numbers
    • Integration
    • Partners
    • DTCC Learning
    • Legal and Regulatory
    • Important Notices
  • Login
    • MyDTCC
    • MyDTCC-EMEA
    • MyDTCC-Asia
    • API Marketplace
    • DTCC Learning
    • ServiceCentral
    • GMEI Utility
  • Regions
    • Regions APAC
    • Regions Japan
  • DTCC Learning
  • Client Center
  • Products & Services
    • Institutional Trade Processing
      • GMEI ® ALERT ® CTM ® Tradesuite ID ™ Settlement Instruction Manager Settlement Status Manager (Formerly DTCC Exception Manager) ITP Data Analytics
    • Clearing Services
      • EQUITIES CLEARING ACATS CNS® Cost Basis Reporting Service (CBRS) ESS Securities Financing Transaction (SFT) Clearing Obligation Warehouse
      • EQUITIES CLEARING - TRADE CAPTURE CNS Prime Broker Interface Correspondent Clearing DTCC Limit Monitoring ETF Processing FSCN Universal Trade Capture (UTC)
      • FIXED INCOME - GSD Real-Time Trade Matching Repo Services Repo Collateral Substitution Auction Takedown Automated Funds-Only (Cash-Only) Settlement Service
      • FIXED INCOME - MBSD Real-Time Trade Matching MBS Novation Electronic Pool Notification (EPN) Netting and Settlement Services Automated Funds-Only Settlement Service
      • CMU DIVISION Real-Time Trade Matching
      • RISK MANAGEMENT Risk Management as a Service (RMaaS)
    • Settlement & Asset Services
      • UNDERWRITING
      • ISSUER SERVICES
      • CORPORATE ACTIONS PROCESSING
      • SECURITIES PROCESSING
      • SETTLEMENT
      • GLOBAL TAX SERVICES
      • AGENT SERVICES
    • Wealth Management Services
      • Mutual Fund Services
      • Alternative Investment Product Services
      • Insurance & Retirement Services
    • Repository & Derivatives Services
      • REPOSITORY SERVICES GTR Europe GTR UK GTR Asia GTR North America
      • DERIVATIVES SERVICES Trade Information Warehouse
      • DTCC Report Hub®
    • Data Services
      • Corporate Actions & Reference Data CA 20022 Service CA Web Service ETF Portfolio Data Service Legal Notice System Data Security Master File Data Liquidity Coverage Ratio Service
      • Market Aggregates & Analytics CDS Kinetics Equity Benchmark Kinetics Equity Kinetics Investor Kinetics FRTB Service Money Market Kinetics Treasury Kinetics
  • News & Events
    • DTCC Connection
    • Our Stories
    • Our Experts
    • Events & Replays
    • Press Room
    • Podcasts
    • White Papers
  • About
    • About Us
      • Business and Subsidiaries Leadership Annual Reports Clearing & Settlement Book DTCC Virtual Museum Our Corporate Strategy
    • Careers
      • Careers with Impact Join the Talent Community
    • Diversity and Inclusion
    • Managing Risk
    • Government Relations
    • Compliance
    • DTCC Cares
    • Industry Associations
    • Vendor Management
  • Resources
    • Client Center
    • Settlement By The Numbers
    • Onboarding & Integration
      Services
    • Partners
    • DTCC Learning
    • Legal & Regulatory
    • Important Notices
  • Home
  • Clearing Services
  • Equities Clearing - Trade Capture
  • Exchange Traded Fund (ETF) Processing
  • Legal
Share

ETF Processing

Important Notices

View All
Doc #
Date
Product & Services
Subsidiary
Subject
a9212
Sep 21, 2022
ETF
NSCC
ETF PCF CYCLE EXPANSION – PRODUCTION DATE CHANGE NOTICE
a9212

Sep 21, 2022 ETF ETF PCF CYCLE EXPANSION – PRODUCTION DATE CHANGE NOTICE

a9204
Sep 07, 2022
ETF
NSCC
ETF PCF CYCLE EXPANSION – PRODUCTION DATE
a9204

Sep 07, 2022 ETF ETF PCF CYCLE EXPANSION – PRODUCTION DATE

a9137
May 16, 2022
ETF
NSCC
ETF PCF CYCLE EXPANSION
a9137

May 16, 2022 ETF ETF PCF CYCLE EXPANSION

B14953-21
Apr 05, 2021
ETF
DTC
DTCC Common Stock Reallocation
B14953-21

Apr 05, 2021 ETF DTCC Common Stock Reallocation

MBS971-21
Apr 05, 2021
ETF
FICC - MBS
DTCC Common Stock Reallocation
MBS971-21

Apr 05, 2021 ETF DTCC Common Stock Reallocation

GOV1073-21
Apr 05, 2021
ETF
FICC - GOV
DTCC Common Stock Reallocation
GOV1073-21

Apr 05, 2021 ETF DTCC Common Stock Reallocation

a8986
Apr 05, 2021
ETF
NSCC
DTCC Common Stock Reallocation
a8986

Apr 05, 2021 ETF DTCC Common Stock Reallocation

CMU28-21
Mar 30, 2021
ETF
FICC - CMU
UPDATE- NOMURA HOLDINGS INC-DELETION REVISED
CMU28-21

Mar 30, 2021 ETF UPDATE- NOMURA HOLDINGS INC-DELETION

CMU27-21
Mar 29, 2021
ETF
FICC - CMU
NOMURA HLDGS INC - Deletion
CMU27-21

Mar 29, 2021 ETF NOMURA HLDGS INC - Deletion

a8780
Mar 19, 2021
ETF
NSCC
New York State Stock Transfer Tax
a8780

Mar 19, 2021 ETF New York State Stock Transfer Tax

Additional Resources

  • FPO

    ETF Processing

    DTCC's ETF processing automates the creation and redemption of ETF shares and their subsequent settlement with improved efficiencies and risk controls. Learn more!

    Overview

  • News

    Read the latest news updates about Exchange Traded Fund (ETF), a security that trades on an exchange as an equity. Visit the website for more details on ETF processing.

    Read More
back to top
  • Products & Services
    • Institutional Trade Processing
    • Clearing Services
    • Settlement & Asset Services
    • Wealth Management Services
    • Repository & Derivatives Services
    • Data Services
  • About
    Businesses & Subsidiaries Leadership Annual Reports Government Relations Compliance Careers Diversity & Inclusion Our Stories
  • Contact
    Client Support Contacts
    United States 1-888-382-2721
    International +1-212-855-8099
  • Login
    MyDTCC MyDTCC-EMEA MyDTCC-Asia API Marketplace DTCC Learning ServiceCentral DTCCData.com Regions - APAC Regions - Japan GMEI Utility
  • Legal & Regulatory
    Important Notices SEC Rule Filings Rules & Procedures Issue Eligibility Policy & Compliance Modern Slavery Statement Financial Statements
Dec 02
9238SUBMISSION OF RULE FILING (SR-NSCC-2022-015) AND ADVANCE NOTICE FILING (SR-NSCC-2022-802) – ENHANCE NSCC’S GAP RISK MEASURE AND VAR CHARGE
  • Terms & Conditions
  • Privacy Policy
  • Cookie Settings
Copyright 2022 DTCC All Rights Reserved
dtccdotcom