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Universal Trade Capture (UTC)

Important Notices

View All
Doc #
Date
Product & Services
Subsidiary
Subject
B14953-21
Apr 05, 2021
UTC
DTC
DTCC Common Stock Reallocation
B14953-21

Apr 05, 2021 UTC DTCC Common Stock Reallocation

a8986
Apr 05, 2021
UTC
NSCC
DTCC Common Stock Reallocation
a8986

Apr 05, 2021 UTC DTCC Common Stock Reallocation

MBS971-21
Apr 05, 2021
UTC
FICC - MBS
DTCC Common Stock Reallocation
MBS971-21

Apr 05, 2021 UTC DTCC Common Stock Reallocation

GOV1073-21
Apr 05, 2021
UTC
FICC - GOV
DTCC Common Stock Reallocation
GOV1073-21

Apr 05, 2021 UTC DTCC Common Stock Reallocation

CMU28-21
Mar 30, 2021
UTC
FICC - CMU
UPDATE- NOMURA HOLDINGS INC-DELETION REVISED
CMU28-21

Mar 30, 2021 UTC UPDATE- NOMURA HOLDINGS INC-DELETION

CMU27-21
Mar 29, 2021
UTC
FICC - CMU
NOMURA HLDGS INC - Deletion
CMU27-21

Mar 29, 2021 UTC NOMURA HLDGS INC - Deletion

a8780
Mar 19, 2021
UTC
NSCC
New York State Stock Transfer Tax
a8780

Mar 19, 2021 UTC New York State Stock Transfer Tax

a8980
Mar 15, 2021
UTC
NSCC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
a8980

Mar 15, 2021 UTC Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

14827-21
Mar 15, 2021
UTC
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021
14827-21

Mar 15, 2021 UTC Presidential Executive Order 13959 – Additional DTCC Processing Information March 15, 2021

14810-21
Mar 09, 2021
UTC
DTC
Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021
14810-21

Mar 09, 2021 UTC Presidential Executive Order 13959 – Additional DTCC Processing Information March 9, 2021

Additional Resources

  • FPO

    UTC

    We have launched a Universal Trade Capture service for equity trade reporting and validation that are submitted to NSCC throughout the trading day by an exchange or QSR.

    Overview

  • News

    Check out recent news about DTCC Universal Trade Capture (UTC). Visit our website to learn how the service works, its benefits, advantages, and who can use it.

    Read More

  • Support

    Our support experts are available 24 hours a day. Contact us with questions regarding Universal Trade Capture (UTC). Click here to read more about equity transactions.

    Support
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