Alternative Investment Products: Membership

Alternative Investment Products: Become an NSCC Member / Add Services

General-Membership-QuestionnaireDTCC created a technology solution for the alternatives market through its subsidiary, NSCC, with active participation and input from broker dealers, alternative investment companies and their administrators. The Alternative Investment Products suite of services received SEC regulatory approval in May 2008.

The attachments provided on this page are a sample representation of the membership requirements for DTCC's Alternative Investment Products.

Membership Requirements 

• AIP Basic Membership Requirements Sheet (.pdf)
  (Updated 8/2014)
• General Membership Questionnaire (.pdf)
  (Updated 4/2015)
• AIP Membership Agreement Form (.pdf)
  (Updated 4/2015)
• AIP Settling Bank Agreement (.pdf)
  (Updated 8/2014)
• Addendum to AIP Member's Agreement (.pdf)
  (Updated 8/2014)
• NSCC Primary Account Activation Letter (.pdf)
  (Updated 8/2014)

Setup: Testing and Connectivity 

•  AIP Testing Agreement (.pdf)
  (Updated 4/2015)