Mitigating Risk

The Voice of the Buy-Side: Assessing the Compounding Impact of New Regulations

By DTCC Connection Staff | Jun 03, 2020

The Voice of the Buy-Side: Assessing the Compounding Impact of New Regulations

The buy-side faces an onslaught of new regulations that will impact their post-trade processes, resources and operating systems.

In a recent webinar, DTCC joined an expert panel of speakers, including KPMG, UBS Asset Management and DerivSource to analyze where regulations such as Central Securities Depositories Regulation (CSDR), Securities Financing Transactions Regulation (SFTR) and Uncleared Margin Rules (UMR) can overlap to create challenges and opportunities for buy-side firms.

We surveyed our 300 cross-industry webinar attendees (most of which were from the buy-side) to get the view from market participants themselves on how these regulations will impact the buy-side community.

Here is the industry view on how these new regulations will impact the buy-side.

To learn more about the impact of compounding regulations on the buy-side, watch the full webinar here.

Discover how DTCC can help you to prepare for CSDR, UMR and SFTR, visit www.dtcc.om/csdr, www.dtcc.com/mtu and www.dtcc.com/sftr.

 

 

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