Doc #
Date
Subsidiary
Category
Subject
-
14594-21
-
Feb 26, 2021
-
DTC
-
Distributions, Tax Relief
-
Tax Relief Country: Ireland
Security: Perrigo Company PLC
CUSIP: G97822103
Record Date: 3/12/2021
Payable Date: 3/30/2021
Relief at Source CA Web Cut-Off: 3/22/2021 8:00 PM ET
Quick Refund CA Web Cut-Off: 4/1/2021 8:00 PM ET
-
14595-21
-
Feb 26, 2021
-
DTC
-
Distributions, Tax Relief
-
Tax Relief Country: Ireland
Security: Trane Technologies PLC
CUSIP: G8994E103
Record Date: 3/5/2021
Payable Date: 3/31/2021
Relief at Source CA Web Cut-Off: 3/23/2021 8:00 PM ET
-
a8971
-
Feb 26, 2021
-
NSCC
-
Mutual Funds Services
-
Mutual Funds – Decommissioning of the Networking Account Maintenance and Payment aXis - Global Update Services
SR #
Subsidiary
Subject/Amendment
SEC Approval Notice/Federal Register Notice
Subject
Description
Type
Date
-
Operational Arrangements
-
Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
-
Issue Eligibility
-
Jan 13, 2021
Subject
Description
Type
Date
-
FICC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
-
DTC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
-
NSCC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
Subject
Description
Type
Date
-
DTCC Financial Statements Q3 2020
-
Consolidated Financial Statements as of September 30, 2020 and December 31, 2019 and for the three and nine months ended September 30, 2020 and 2019
-
.pdf
-
Nov 06, 2020
-
NSCC Financial Statements Q3 2020
-
Financial Statements as of September 30, 2020 and December 31, 2019 and for the three and nine months ended September 30, 2020 and 2019.
-
.pdf
-
Nov 02, 2020
-
FICC Financial Statements Q3 2020
-
Financial Statements as of September 30, 2020 and December 31, 2019 and for the three and nine months ended September 30, 2020 and 2019.
-
.pdf
-
Nov 02, 2020