Doc #
Date
Subsidiary
Category
Subject
-
14799-21
-
Mar 08, 2021
-
DTC
-
Depositary Service Fee
-
Depositary Fees Notification
Security: Gol Linhas
CUSIP: 38045R206
Bank of New York Mellon
-
14529‐21
-
Mar 08, 2021
-
DTC
-
Distributions, Tax Relief
-
Tax Relief Country: Ireland
Security: Eaton Corporation PLC
CUSIP: G29183103
Record Date: 03/16/2021 Payable Date: 03/30/2021
Relief at Source CA Web Cut‐Off: 03/22/2021 8:00 PM ET
Quick Refund CA Web Cut‐Off: 04/05/2021 8:00 PM ET
-
MBS967-21
-
Mar 08, 2021
-
FICC - MBS
-
Service Updates
-
AMENDMENT TO THE CLEARING AGENCY INVESTMENT POLICY
SR #
Subsidiary
Subject/Amendment
SEC Approval Notice/Federal Register Notice
Subject
Description
Type
Date
-
Operational Arrangements
-
Operational Arrangements - Necessary for Securities to Become and Remain Eligible for DTC Services
-
Issue Eligibility
-
Jan 13, 2021
Subject
Description
Type
Date
-
FICC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
-
DTC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
-
NSCC Disclosure Framework
-
The Disclosure Frameworks explain how DTCC’s “Systemically Important Financial Market Utilities” (SIFMUs) reflect the SEC's Covered Clearing Agency Rules and the CPMI-IOSCO FMI Principles.
-
PDF
-
Dec 21, 2020
Subject
Description
Type
Date
-
DTC Financial Statements 2020 and 2019
-
Financial Statements as of and for the Years Ended December 31, 2020 and 2019, and Report of Independent Registered Public Accounting Firm
-
.pdf
-
Mar 01, 2021
-
FICC Financial Statements 2020 and 2019
-
Financial Statements as of and for the Years Ended December 31, 2020 and 2019, and Report of Independent Registered Public Accounting Firm
-
.pdf
-
Mar 01, 2021
-
FICC Financial Statements Q4 2020
-
Audited Financial Statements as of and for the Years Ended December 31, 2020 and 2019, and Unaudited Condensed for the three Months Ended December 31, 2020 and 2019
-
.pdf
-
Mar 01, 2021