LEGAL & REGULATORY

Important Notices

Doc # Date Product & Services Subsidiary,Category Subject
  • 13353-20
  • Apr 30, 2020
  • DTC, Agent Services/Trustees
  • Update on Temporary Suspension of DTC Physical Securities Processing
  • 13352-20
  • Apr 30, 2020
  • DTC, Operations
  • Update on Temporary Suspension of DTC Physical Securities Processing
  • 13349-20
  • Apr 29, 2020
  • DTC, Dividends, International
  • Tax Relief – Country: SWEDEN
    SECURITAS CUSIP: 81373F105
    Record Date: 05/11/2020 Payable Date: 05/29/2020
    Relief at Source CA Web Cut-Off: 05/18/2020 8:00 PM ET
    Quick Refund CA Web Cut-Off: 06/22/2020 8:00 PM ET
  • 13350-20
  • Apr 29, 2020
  • DTC, Dividends, International
  • Tax Relief – Country: SWEDEN
    TELE2 CUSIP: 87952P307
    Record Date: 05/13/2020 Payable Date: 06/02/2020
    Relief at Source CA Web Cut-Off: 05/19/2020 8:00 PM ET
    Quick Refund CA Web Cut-Off: 06/24/2020 8:00 PM ET
  • 13341-20
  • Apr 28, 2020
  • DTC, Dividends, International
  • Tax Relief – Country: FINLAND
    ORION CUSIP: 68628Y104
    Record Date: 05/08/2020 Payable Date: 06/01/2020
    Relief at Source CA Web Cut-Off: 05/11/2020 8:00 PM ET
    Quick Refund CA Web Cut-Off: 07/03/2020 8:00 PM ET
    ONE DAY RAS CA WEB CUT-OFF
  • 13322-20
  • Apr 28, 2020
  • DTC, Dividends, International
  • Tax Relief – Country: Netherlands HEINEKEN N.V. CUSIP: 423012301 Record Date: 04/28/2020 Payable Date: 05/14/2020 GOAL Long Form Instruction Deadline : 10/31/2025 5:00 PM ET NO QUICK REFUND TO BE OFFERED LONG FORM ONLY
  • 13335-20
  • Apr 28, 2020
  • DTC, Dividends, International
  • Tax Relief – Country: Netherlands HEINEKEN HOLDING N.V. CUSIP: 423008101 Record Date: 04/28/2020 Payable Date: 05/14/2020 GOAL Long Form Instruction Deadline : 10/31/2025 5:00 PM ET NO QUICK REFUND TO BE OFFERED LONG FORM ONLY
  • 13323-20
  • Apr 27, 2020
  • DTC, Depositary Service Fee
  • Tax Relief Country: Ireland
    Security: AON PLC
    CUSIP: G0403H108
    Record Date: 05/01/2020 Payable Date: 05/15/2020
    Relief at Source CA Web Deadline: 05/08/2020 8:00 PM ET
    Quick Refund Open Date: Immediately following DR Payable Date
    Quick Refund Instruction Deadline: 05/21/2020 8:00 PM ET
  • 13340-20
  • Apr 27, 2020
  • DTC, Dividends, International
  • Tax Relief – Country: RUSSIAN FEDERATION
    Issue Name: LSR GROUP 144A
    CUSIP: 50218G107
    Record Date: 05/12/2020 Payable Date: TBA
    CA Web Instruction Deadline: 05/15/2020 8:00 PM ET
    Quick Refund Instruction Deadline: 06/23/2020 8:00 PM ET
  • 13331-20
  • Apr 23, 2020
  • DTC, Dividends, International
  • Tax Relief – Country: FINLAND
    KESKO CUSIP: 492531108
    Record Date: 04/30/2020 Payable Date: 05/26/2020
    Relief at Source CA Web Cut-Off: 05/01/2020 8:00 PM ET
    Quick Refund CA Web Cut-Off: 06/30/2020 8:00 PM ET
    ONE DAY RAS CA WEB CUT-OFF
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