LEGAL & REGULATORY

Important Notices

Doc # Date Product & Services Subsidiary,Category Subject
  • a8835
  • Apr 03, 2020
  • NSCC, Executive Notices
  • GOOD FRIDAY HOLIDAY SCHEDULE
  • a8837
  • Apr 03, 2020
  • NSCC, Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8833
  • Mar 27, 2020
  • NSCC, Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8832
  • Mar 26, 2020
  • NSCC, Executive Notices
  • NSCC PROPOSED RULE CHANGE FILING – AMENDMENTS TO CLEARING AGENCY INVESTMENT POLICY (SR-NSCC-2020-007)
  • a8831
  • Mar 23, 2020
  • NSCC, Clearing Services - Equities
  • ENHANCEMENT TO THE CALCULATION OF FAMILY ISSUED SECURITIES MARGIN CHARGE
  • a8820
  • Mar 06, 2020
  • NSCC, Clearing Services - Equities
  • UNIVERSAL TRADE CAPTURE EXCHANGE TESTING FOR LONG-TERM STOCK EXCHANGE (LTSE)
  • a8821
  • Mar 05, 2020
  • NSCC, Clearing Services - Equities
  • NOTICE OF MARCH 9, 2020 IMPLEMENTATION DATE OF NSCC’S
    ENHANCEMENTS TO THE HAIRCUT-BASED VOLATILITY CHARGE
    APPLICABLE TO MUNICIPAL BONDS
  • a8819
  • Mar 03, 2020
  • NSCC, Clearing Services - Equities
  • SUBMISSION OF RULE FILING (SR-NSCC-2020-006) – ESTABLISH THE IMPLEMENTATION DATE OF NSCC’S ENHANCEMENTS TO THE HAIRCUT-BASED VOLATILITY CHARGE APPLICABLE TO MUNICIPAL BONDS
  • a8818
  • Feb 28, 2020
  • NSCC, Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8817
  • Feb 26, 2020
  • NSCC, Clearing Services - Equities
  • NSCC BEGINS COLLECTING FEES FOR IEX EXCHANGE
Doc # Date Product & Services Subsidiary,Category Subject
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