LEGAL & REGULATORY

Important Notices

Doc # Date Product & Services Subsidiary,Category Subject
  • GOV883-20
  • Apr 28, 2020
  • FICC - GOV, Membership Updates
  • New Participant in the Netting of the Government Securities Division of FICC: ING Financial Markets LLC/Bank Treasury– GSD# 9967
  • GOV882-20
  • Apr 27, 2020
  • FICC - GOV, Membership Updates
  • New Sponsoring Member of the Government Securities Division of FICC: Standard Chartered Bank/Omnibus #9910
  • GOV876-20
  • Apr 20, 2020
  • FICC - GOV, Service Updates
  • GSD’s Same-Day Settling Client Testing - Phase 2
  • GOV874-20
  • Apr 07, 2020
  • FICC - GOV, Membership Updates
  • FICC Information for the Confirmation of a Cybersecurity Program / Compliance to Rule File: SR-FICC-2019-005 - REVISED
  • GOV872-20
  • Apr 06, 2020
  • FICC - GOV, Membership Updates
  • New Sponsoring Member of the Government Securities Division of FICC: Royal Bank of Canada, New York Branch-Omnibus – GSD# 9140
  • a8835
  • Apr 03, 2020
  • NSCC, Executive Notices
  • GOOD FRIDAY HOLIDAY SCHEDULE
  • GOV873-20
  • Apr 03, 2020
  • FICC - GOV, Membership Updates
  • New Sponsored Member
  • a8837
  • Apr 03, 2020
  • NSCC, Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • GOV871-20
  • Apr 02, 2020
  • FICC - GOV, Membership Updates
  • New Sponsored Member
  • GOV870-20
  • Mar 30, 2020
  • FICC - GOV, Membership Updates
  • New Sponsored Member
Doc # Date Product & Services Subsidiary,Category Subject
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