LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • z0215
  • May 14, 2020
  • Clearing Services, Wealth Management Services, Repository and Derivatives Services, Settlement and Asset Services, Data Services, Institutional-Trade-Processing
  • Client Connectivity Encryption
  • a8840
  • Apr 22, 2020
  • Insurance and Retirement Services
  • I&RS 2020 September Enhancement Release
  • a8825
  • Mar 10, 2020
  • Wealth Management Services
  • Mutual Fund Profile Service II – Profile Security Database Enhancements
  • a8791
  • Dec 24, 2019
  • Wealth Management Services
  • Insurance and Retirement Services
  • I&RS 2020 March Enhancement Release
  • a8789
  • Dec 19, 2019
  • Wealth Management Services
  • Mutual Fund Services
  • Updated Mutual Funds Country Code Listing
  • a8769
  • Nov 06, 2019
  • Wealth Management Services
  • Mutual Fund Services
  • MF Info Xchange Service Enhancements
  • a8761
  • Oct 21, 2019
  • Wealth Management Services
  • Alternative Investment Products
  • AIP Enhancements 2019
  • a8748
  • Sep 20, 2019
  • Wealth Management Services
  • Mutual Fund Services
  • Mutual Fund Profile Service II – Profile Security Specification Reporting Tool Enhancements
  • a8746
  • Sep 17, 2019
  • Wealth Management Services
  • Mutual Fund Services
  • MF Info Xchange Service Enhancements
  • a8678
  • Sep 12, 2019
  • Wealth Management Services
  • Alternative Investment Products
  • PSE Migration Date For the AIP Participant Number Format Change REVISED
Doc # Date Business Category Subject
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