LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • a8882
  • Aug 07, 2020
  • Clearing Services
  • NSCC, Clearing Services - Equities
  • SECURITIES FINANCING TRANSACTION (SFT) SERVICE TESTING
  • MBS886-20
  • Aug 07, 2020
  • Clearing Services
  • FICC - MBS, Service Updates
  • FICC Labor Day Holiday Schedule
  • 8883
  • Aug 07, 2020
  • Clearing Services
  • NSCC, Clearing Services - Equities
  • UNIVERSAL TRADE CAPTURE EXCHANGE TESTING FOR MEMBERS EXCHANGE (MEMX)
  • a8863
  • Jul 01, 2020
  • Clearing Services
  • NSCC, Clearing Services - Equities
  • ETF PHASE 1 PCF ENHANCEMENTS DEPLOYMENT DATE AND PLAN
  • z0215
  • May 14, 2020
  • Clearing Services, Wealth Management Services, Repository and Derivatives Services, Settlement and Asset Services, Data Services, Institutional-Trade-Processing
  • DTCC
  • Client Connectivity Encryption
  • a8843
  • May 06, 2020
  • Clearing Services
  • NSCC, Clearing Services - Equities
  • ETF PCF Enhancements Deployment Date Postponement
  • a8835
  • Apr 03, 2020
  • Clearing Services
  • NSCC, Executive Notices
  • GOOD FRIDAY HOLIDAY SCHEDULE
  • a8837
  • Apr 03, 2020
  • Clearing Services
  • NSCC, Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8836
  • Apr 02, 2020
  • Equities Clearing Services
  • NSCC, Clearing Services - Equities
  • SUBMISSION OF RULE FILING (SR-NSCC-2020-009) – REMOVE ACCESS TO FUND/SERV BY DATA SERVICES ONLY MEMBERS AND REVISE THE DEFINED TERM FOR FUND/SERV IN THE NSCC RULES
  • a8833
  • Mar 27, 2020
  • Clearing Services
  • NSCC, Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
Doc # Date Business Category Subject
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