LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • 13390-20
  • May 18, 2020
  • Settlement and Asset Services
  • NEW TEST REGION FOR PRE-ISSUANCE MESSAGING (PIM) SERVICE
  • 13405-20
  • May 15, 2020
  • Settlement and Asset Services
  • Tax Relief – Country: RUSSIAN FEDERATION
    Issue Name: PJSC INTER RAO UES - 144A
    CUSIP: 45835N105
    Record Date: 06/01/2020 Payable Date: TBD
    CA Web Instruction Deadline: 06/04/2020 8:00PM ET
    Quick Refund Instruction Deadline: 07/17/2020 8:00PM ET
  • 13404-20
  • May 15, 2020
  • Settlement and Asset Services
  • Tax Relief – Country: Portugal GALP ENERGIA SGPS S.A. CUSIP: 364097105 Record Date: 05/21/2020 Payable Date: 06/09/2020 CA Web Instruction Deadline: 05/22/2020 8:00 PM ET
    ONE DAY CA WEB CUTOFF
  • 13406-20
  • May 15, 2020
  • Settlement and Asset Services
  • Tax Relief – Country: RUSSIAN FEDERATION
    Issue Name: PJSC MMC NORILSK NICKEL
    CUSIP: 55315J102
    Record Date: 05/22/2020 Payable Date: TBD
    CA Web Instruction Deadline: 05/28/2020 8:00 PM ET
    Quick Refund Instruction Deadline: 07/09/2020 8:00 PM ET
  • z0215
  • May 14, 2020
  • Clearing Services, Wealth Management Services, Repository and Derivatives Services, Settlement and Asset Services, Data Services, Institutional-Trade-Processing
  • Client Connectivity Encryption
  • 13400-20
  • May 14, 2020
  • Settlement and Asset Services
  • Tax Relief Country: Ireland
    Security: Steris PLC CUSIP: G8473T100
    Record Date: 06/12/2020 Payable Date: 06/26/2020
    Relief at Source CA Web Cut-Off: 06/17/2020 8:00 PM ET
    Quick Refund CA Web Cut-Off: 07/01/2020 8:00 PM ET
  • 13402-20
  • May 14, 2020
  • Settlement and Asset Services
  • Partial Resumption of DTC Physical Securities Processing
  • 13403-20
  • May 14, 2020
  • Settlement and Asset Services
  • Partial Resumption of DTC Physical Securities Processing
  • 13396-20
  • May 13, 2020
  • Settlement and Asset Services
  • Depositary Fees Notification
    Security: FOUR SEASONS EDUCATION (CAYMAN) INC
    CUSIP: 35101A101
    Deutsche Bank Trust Company Americas
  • 13397-20
  • May 13, 2020
  • Settlement and Asset Services
  • Depositary Fees Notification
    Security: 500.COM LIMITED
    CUSIP: 33829R100
    Deutsche Bank Trust Company Americas
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