LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • 13099-20
  • Mar 13, 2020
  • Underwriting
  • Revised to include Issue Description and CUSIP Number on Rider Emergency Rider to the Letter of Securities Possession (“LOP”) used for extraordinary circumstances for Non-FAST new issue closings - REVISED
  • 12676-19
  • Jan 27, 2020
  • Underwriting
  • Section 3 (c) (7) restrictions for owners of the following issue: Shackleton 2019-XV CLO, Ltd. / Shackleton 2019-XV CLO, LLC Securities
  • 12675-19
  • Jan 27, 2020
  • Underwriting
  • Section 3 (c) (7) restrictions for owners of the following issue: Shackleton 2019-XV CLO, Ltd. Securities
  • 12927-20
  • Jan 27, 2020
  • Settlement-and-Asset-Services
  • Settlement
  • Holiday Schedule: Presidents’ Day 2020
  • 12666-19
  • Jan 23, 2020
  • Underwriting
  • Section 3 (c) (7) restrictions and insurance regulatory considerations for owners of Leo Re Ltd. (“Leo Re”), acting in respect of its segregated account designated as the “Leo Re Segregated Account 2020-1” (Leo Re acting on behalf of the Leo Re Segregated Account 2020-1, the “Issuer”)
  • 12674-19
  • Jan 23, 2020
  • Underwriting
  • Section 3(c)(7) restrictions for owners of East West Investment Management CLO 2019-1, Ltd. Securities
  • 12673-19
  • Jan 23, 2020
  • Underwriting
  • Section 3(c)(7) restrictions for owners of East West Investment Management CLO 2019-1, Ltd. / East West Investment Management CLO 2019-1, LLC Securities
  • 12677-19
  • Jan 23, 2020
  • Underwriting
  • Section 3 (c) (7) restrictions for owners of the following issue: Madison Park Funding XXXVI, Ltd. / Madison Park Funding XXXVI, LLC
  • 12903-20
  • Jan 17, 2020
  • Settlement-and-Asset-Services
  • Depositary Fees Notification
    GRUPO CLARIN S.A. REG S DR (NEW)
    CUSIPs # 40052A407
    JPMorgan Chase Bank, N.A.
  • 12904-20
  • Jan 17, 2020
  • Settlement-and-Asset-Services
  • Depositary Fees Notification
    GRUPO CLARIN S.A. 144A DR (NEW)
    CUSIPs # 40052A308
    JPMorgan Chase Bank, N.A.
Doc # Date Business Category Subject
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