LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • 13777-20
  • Aug 11, 2020
  • Clearing Services, Settlement and Asset Services
  • DTC, Compliance, Corporate Trust Services, Depositary Service Fee, Dividends, Executive Notices, Finance, International, Operations, Proxy, Reorganization, Settlement, Underwriting
  • Decommission of HTTP for PBS and Settlement Web Access
  • a8885
  • Aug 11, 2020
  • Clearing Services, Wealth Management Services
  • NSCC, Membership Updates, Clearing Services - Equities, Insurance and Retirement Services, Wealth Management Services, AIP
  • Decommission of HTTP for PBS and Settlement Web Access
  • CMU10-20
  • Aug 11, 2020
  • Clearing Services, Wealth Management Services
  • FICC - CMU, Service Updates
  • Decommission of HTTP for PBS and Settlement Web Access
  • GOV945-20
  • Aug 11, 2020
  • Clearing Services, Wealth Management Services
  • FICC - GOV, Service Updates
  • Decommission of HTTP for PBS and Settlement Web Access
  • MBS889-20
  • Aug 11, 2020
  • Clearing Services, Settlement and Asset Services
  • FICC - MBS, Service Updates
  • Decommission of HTTP for PBS and Settlement Web Access
  • a8882
  • Aug 07, 2020
  • Clearing Services
  • NSCC, Clearing Services - Equities
  • SECURITIES FINANCING TRANSACTION (SFT) SERVICE TESTING
  • MBS886-20
  • Aug 07, 2020
  • Clearing Services
  • FICC - MBS, Service Updates
  • FICC Labor Day Holiday Schedule
  • 8883
  • Aug 07, 2020
  • Clearing Services
  • NSCC, Clearing Services - Equities
  • UNIVERSAL TRADE CAPTURE EXCHANGE TESTING FOR MEMBERS EXCHANGE (MEMX)
  • a8863
  • Jul 01, 2020
  • Clearing Services
  • NSCC, Clearing Services - Equities
  • ETF PHASE 1 PCF ENHANCEMENTS DEPLOYMENT DATE AND PLAN
  • z0215
  • May 14, 2020
  • Clearing Services, Wealth Management Services, Repository and Derivatives Services, Settlement and Asset Services, Data Services, Institutional-Trade-Processing
  • DTCC
  • Client Connectivity Encryption
Doc # Date Business Category Subject
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