LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • GOV846-20
  • Feb 27, 2020
  • FICC-GOV
  • Transfer Of Open Positions From Standard Chartered Bank, New York Branch/London To Standard Chartered Bank
  • GOV843-20
  • Feb 25, 2020
  • FICC-GOV
  • Approval of Rule Filing SR-FICC-2019-007 – Sponsoring Member/Sponsored Member Service – Proposed Changes to Close-out and Funds-Only Settlement Processes
  • GOV844-20
  • Feb 25, 2020
  • FICC-GOV
  • Delete Sponsored Member
  • GOV845-20
  • Feb 25, 2020
  • FICC-GOV
  • New Sponsored Member
  • GOV842-20
  • Feb 24, 2020
  • FICC-GOV
  • FICC Common Margining Proposal Timeline Update
  • GOV840-20
  • Feb 21, 2020
  • FICC-GOV
  • Delete Sponsored Member
  • GOV841-20
  • Feb 21, 2020
  • FICC-GOV
  • Delete Sponsored Member
  • GOV839-20
  • Feb 21, 2020
  • FICC-GOV
  • New Sponsored Member
  • GOV838-20
  • Feb 19, 2020
  • FICC-GOV
  • New Sponsored Member
  • GOV837-20
  • Feb 13, 2020
  • FICC-GOV
  • Submission of Rule Filing SR-FICC-2020-001 – Interpretive Guidance With Respect to Settlement Finality
Doc # Date Business Category Subject
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