LEGAL & REGULATORY

Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

Doc # Date Product & Services Subsidiary,Category Subject
  • a8929
  • Nov 09, 2020
  • NSCC, Insurance and Retirement Services
  • Launch of Insurance Information Exchange (IIEX)
  • z0216
  • Nov 02, 2020
  • DTCC
  • Infrastructure Upgrade
  • a8923
  • Nov 02, 2020
  • NSCC, Mutual Funds Services
  • Modified Mutual Funds Processing Schedule for Saturday December 12, 2020
  • a8922
  • Nov 02, 2020
  • NSCC, Insurance and Retirement Services
  • Modified I&RS Processing Schedule for Saturday December 12, 2020
  • a8902
  • Sep 28, 2020
  • NSCC, Service Updates
  • Submission of Rule Filing – Enhance Insurance & Retirement Services to Provide for a New Centralized Repository and Transactional Platform Called “Insurance Information Exchange” and Make Certain Clarification Changes to the NSCC Rules & Procedures (SR-NSCC-2020-017).
Doc # Date Product & Services Subsidiary,Category Subject
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Important Notices Archive

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Doc # Date Subsidiary Category Subject
  • 13852-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
    Record Date: 09/04/2020 Payable Date: 09/18/2020
    Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET
  • 13049-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM
  • MBS898-20
  • Aug 31, 2020
  • FICC - MBS
  • Service Updates
  • Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon
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