LEGAL & REGULATORY

Important Notices

Doc # Date Business Category Subject
  • a8885
  • Aug 11, 2020
  • Clearing Services, Wealth Management Services
  • NSCC, Membership Updates, Clearing Services - Equities, Insurance and Retirement Services, Wealth Management Services, AIP
  • Decommission of HTTP for PBS and Settlement Web Access
  • CMU10-20
  • Aug 11, 2020
  • Clearing Services, Wealth Management Services
  • FICC - CMU, Service Updates
  • Decommission of HTTP for PBS and Settlement Web Access
  • GOV945-20
  • Aug 11, 2020
  • Clearing Services, Wealth Management Services
  • FICC - GOV, Service Updates
  • Decommission of HTTP for PBS and Settlement Web Access
  • a8881
  • Aug 06, 2020
  • Mutual Fund Services
  • NSCC, Wealth Management Services
  • Mutual Funds Networking Enhancements – Account Conversion/ Update/Transfer & 529 Aggregation Records
  • a8876
  • Jul 24, 2020
  • Mutual Fund Services, ACATS-Fund/SERV, DCC&S, DTCC Payment aXis, Fund/SERV, Global Update, MF Info Xchange, MFPS I, MFPS II, Mutual Funds-Client Documentation, Networking, Networking-RPR, Networking-SDR, Omni/SERV, Transfer of Retirement Assets
  • NSCC, Wealth Management Services
  • Revised Implementation Date: Mutual Funds – MFPS I Price & Rate: Non-ISO Variable Record Length Submissions - REVISED
  • a8875
  • Jul 23, 2020
  • Mutual Fund Services, ACATS-Fund/SERV, DCC&S, DTCC Payment aXis, Fund/SERV, Global Update, MF Info Xchange, MFPS I, MFPS II, Mutual Funds-Client Documentation, Networking, Networking-RPR, Networking-SDR, Omni/SERV, Transfer of Retirement Assets
  • NSCC, Wealth Management Services
  • Mutual Funds – Revised Saturday Processing Schedule
  • a8862
  • Jun 25, 2020
  • MF Info Xchange
  • NSCC, Wealth Management Services
  • MF Info Xchange Service Enhancements
  • a8852
  • May 29, 2020
  • Wealth Management Services
  • NSCC, Wealth Management Services
  • NSCC Business Continuity and Disaster Recovery – 2020 Testing Dates and Modified Mutual Funds Processing Schedule
  • z0215
  • May 14, 2020
  • Clearing Services, Wealth Management Services, Repository and Derivatives Services, Settlement and Asset Services, Data Services, Institutional-Trade-Processing
  • DTCC
  • Client Connectivity Encryption
  • a8847
  • May 08, 2020
  • Mutual Fund Services
  • NSCC, Wealth Management Services
  • Mutual Fund Profile Service II – Profile Security Database Enhancements
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