LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • CMU08-19
  • Dec 31, 2019
  • FICC - CMU
  • Service Updates
  • UPDATE-POSTPONEMENT - BEXAR COUNTY, TEXAS
  • CMU07-19
  • Dec 20, 2019
  • FICC - CMU
  • Membership Updates
  • BEXAR COUNTY, TEXAS POSTPONEMENT - 088281J35
  • CMU006-18
  • Sep 18, 2018
  • FICC - CMU
  • Service Updates
  • REMINDER: DEPLOYMENT DATE FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • a8616
  • Sep 18, 2018
  • NSCC
  • Clearing Services - Equities
  • REMINDER: DEPLOYMENT DATE FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • 8603
  • Aug 28, 2018
  • NSCC
  • Clearing Services - Equities
  • DEPLOYMENT DATE FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • CMU005-18
  • Aug 28, 2018
  • FICC - CMU
  • Service Updates
  • DEPLOYMENT DATE FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • CMU004-18
  • Jul 16, 2018
  • FICC - CMU
  • Service Updates
  • TESTING DATES FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • a8587
  • Jul 16, 2018
  • NSCC
  • Clearing Services - Equities
  • TESTING DATES FOR CORPORATE BOND, MUNICIPAL BOND, UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM) WEB REWRITE
  • CMU003-18
  • Jun 06, 2018
  • FICC - CMU
  • Service Updates
  • NSCC PROPOSED RULE CHANGE – ENHANCED TRADE DATE TOLERANCE MATCH IN CORPORATE BOND, MUNICIPAL BOND, & UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM)
  • a8567
  • Jun 06, 2018
  • NSCC
  • Clearing Services - Equities
  • NSCC PROPOSED RULE CHANGE – ENHANCED TRADE DATE TOLERANCE MATCH IN CORPORATE BOND, MUNICIPAL BOND, & UIT REAL TIME TRADE MATCHING SYSTEM (CMU RTTM)
Doc # Date Subsidiary Category Subject
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