LEGAL & REGULATORY

Latest Important Notices

Use below listing to find important notices posted starting on September 1st, 2020. To find important notices uploaded prior to September 1st, 2020, please check the “Important Notices Archive” located at the bottom of this page. 

Doc # Date Subsidiary Category Subject
  • 14763-21
  • Feb 26, 2021
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – BANK OF THE WEST (BTW*)
  • 14764-21
  • Feb 26, 2021
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – BANK OF THE WEST (BTW*)
  • 14710-21
  • Feb 17, 2021
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – LSTREET II, LLC (LSR*)
  • 14538-21
  • Jan 15, 2021
  • DTC
  • Settlement
  • Holiday Schedule: Presidents’ Day 2021
  • 14465-20
  • Dec 30, 2020
  • DTC
  • Settlement
  • Holiday Schedule: Martin Luther King Jr Day 2021
  • 14411-20
  • Dec 14, 2020
  • DTC
  • Settlement
  • Changes to DTC Collateral Haircuts
  • 14407-20
  • Dec 09, 2020
  • DTC
  • Settlement
  • DTC Settlement Anticipated Holiday Schedule: 2021
  • 14399-20
  • Dec 08, 2020
  • DTC
  • Settlement
  • Holiday Schedule: New Year’s Day 2021
  • 14376-20
  • Dec 01, 2020
  • DTC
  • Settlement
  • Holiday Schedule: Christmas Day 2020
  • 14266-20
  • Nov 06, 2020
  • DTC
  • Settlement
  • Holiday Schedule: Thanksgiving Day 2020
Doc # Date Subsidiary Category Subject
Download Checked Items
Download By Date Range

Important Notices Archive

View All
Doc # Date Subsidiary Category Subject
  • 13852-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • TaxRelief – Country: FINLAND CARGOTEC CUSIP: 14179X103
    Record Date: 09/04/2020 Payable Date: 09/18/2020
    Relief at Source CA Web Cut-Off: 09/11/2020 8:00 PM ET
  • 13049-20
  • Aug 31, 2020
  • DTC
  • Dividends, International
  • Tax Relief Country: Ireland Security: Medtronic PLC CUSIP: G5960L103 Record Date: 9/25/2020 Payable Date: 10/16/2020 Relief at Source CA Web Cut-Off: 10/7/2020 8:00 PM ET Quick Refund CA Web Cut-Off: 10/26/2020 8:00 PM
  • MBS898-20
  • Aug 31, 2020
  • FICC - MBS
  • Service Updates
  • Clearing, Pool Netting, and EPN Services – FNMA/UMBS – Inclusion of New Coupon
dtccdotcom