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LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • 12927-20
  • Jan 27, 2020
  • DTC
  • Settlement
  • Holiday Schedule: Presidents’ Day 2020
  • 12895-20
  • Jan 16, 2020
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – BAA FUNDING LIMITED (BFE*)
  • 12872-20
  • Jan 15, 2020
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – BAA FUNDING LIMITED (BFE*)
  • 12869-20
  • Jan 09, 2020
  • DTC
  • Settlement
  • Holiday Schedule: Martin Luther King Jr Day 2020
  • 12851-20
  • Jan 08, 2020
  • DTC
  • Settlement
  • Settlement Optimization – Night Cycle Reengineering
  • 12863-20
  • Jan 08, 2020
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – NATWEST MARKET PLC (NTW2)
    Update - Acronym restored on January 2, 2020
  • 12862-20
  • Jan 07, 2020
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – FIRST BANK PUERTO RICO (FPR*)
  • 12847-20
  • Jan 03, 2020
  • DTC
  • Dividends, International, Operations, Reorganization, Settlement
  • DTC Proposed Rule Change – Amendment to DTC Fee Guide (SR-DTC-2020-001)
  • 12686-19
  • Dec 30, 2019
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – Protective Life Global Funding (PL4*)
  • 12685-19
  • Dec 30, 2019
  • DTC
  • Settlement
  • Money Market Instrument (MMI)
    Issuer Failure – NATWEST MARKET PLC (NTW2)
Doc # Date Subsidiary Category Subject
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