LEGAL & REGULATORY

Important Notices

Doc # Date Subsidiary Category Subject
  • A8497
  • Dec 28, 2017
  • NSCC
  • Executive Notices
  • NSCC PROPOSED RULE CHANGE AND ADVANCE NOTICE FILING – PROPOSAL TO ENHANCE THE VAR CHARGE AND REMOVE THE MMD CHARGE (SR-NSCC-2017-020 AND SR-NSCC-2017-808)
  • a8496
  • Dec 22, 2017
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8495
  • Dec 18, 2017
  • NSCC
  • Clearing Services - Equities
  • ENHANCEMENTS TO THE LOSS ALLOCATION RULES (SR-NSCC-2017-018 AND SR-NSCC-2017-806)
  • a8494
  • Dec 18, 2017
  • NSCC
  • Clearing Services - Equities
  • NSCC PROPOSED RULE CHANGE FILING – RECOVERY AND WIND-DOWN PLAN AND RELATED RULES (SR-NSCC-2017-017 AND SR-NSCC-2017-805)
  • a8493
  • Dec 15, 2017
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • A8492
  • Dec 13, 2017
  • NSCC
  • Executive Notices
  • NEW YEAR’S DAY SCHEDULE
  • A8491
  • Dec 13, 2017
  • NSCC
  • Executive Notices
  • CHRISTMAS HOLIDAY SCHEDULE
  • a8490
  • Dec 11, 2017
  • NSCC
  • Clearing Services - Equities
  • ETF NEAR REAL-TIME CREATE & REDEEM ENHANCEMENTS AND CONTROLS CLIENT TESTING & OUTPUT FILE CONFIGURATION
  • a8489
  • Dec 08, 2017
  • NSCC
  • Membership Updates
  • CHANGES IN THE LIST OF PARTICIPANTS
  • a8488
  • Dec 06, 2017
  • NSCC
  • Clearing Services - Equities
  • UNIVERSAL TRADE CAPTURE EXCHANGE TESTING FOR NYSE TAPE B/C SECURITIES REVISED
Doc # Date Subsidiary Category Subject
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