Amend the DTC Fee Guide
To enhance the calculation of the volatility component of the Clearing Fund formula that utilizes a parametric Value-at-
Risk model and eliminate the Market Maker Domination charge
Amendment No. 1 to SR-NSCC-2017-808
Enhance the process for submitting and accepting ETF creations and redemptions.
Release No. 34-82544; File No. SR-NSCC-2017-019
(January 19, 2018)
Proposed rule change to add Rule 37 to provide for specifically designated accounts to which
Eligible Securities may be credited.
(Release No. 34-81990; File No. SR-DTC-2017-020)
October 31, 2017
Permit eligible CMU T+1 trades to settle at NSCC either through CNS or through the Balance Order Accounting
Operation on a trade-for-trade basis.
Require that trade data submitted through NSCCs Correspondent Clearing service be submitted in real-time and
prohibit pre-netting and other practices that prevent real-time trade submission.
Proposed liquidity program to raise prefunded liquidity through the issuance and private placement of short-term, unsecurited notes ("Prefunded Liquidity Program"), which will consist of a combination of commerical paper notes and extendible notes.
Amendment No. 1 to SR-NSCC-2015-802
Clarification of NSCC's Rules & Procedures ("Rules") relating to the process by which NSCC Members submit buy-ins within NSCC's Continuous Net Settlement ("CNS") system.
Revisions to the DTC Custody Service Guide and the DTC Deposits Service Guide.