LEGAL & REGULATORY

Regulatory Rule Filings

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
  • NSCC-2020-003
  • NSCC
  • Enhance National Securities Clearing Corporation’s Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV

  • NSCC-2020-802
  • NSCC
  • Enhance National Securities Clearing Corporation’s Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV

SR # Subsidiary Subject/Amendment SEC Approval Notice/Federal Register Notice
Download Checked Items
1 2 3 4 5 6 7 8 9 10
dtccdotcom