Legal & Regulatory

Amend the Rules Relating to the Legal Entity Identifier Requirement Federal Release
(Release No. 34-102982; File No. SR-DTC-2025-009)
May 2, 2025

Amend the Capital Policy and the Capital Replenishment Plan Federal Release
(Release No. 34-102993; File No. SR-DTC-2025-008)
May 5, 2025

Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26 Federal Release
(Release No. 34-103221; File Nos. SR-DTC-2025-007; SR-FICC-2025-010; SR-NSCC-2025-007)
June 10, 2025

Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs

Amendment No. 1 to SR-DTC-2025-006

Relating to Money Market Instruments Modernization Federal Release
(Release No. 34-102841; File No. SR-DTC-2025-005)
April 11, 2025

Amend the Recovery and Wind-down Plan Federal Release
(Release No. 34-102756; File No. SR-DTC-2025-004)
April 1, 2025

Relating to a Participant System Disruption

Amendment No. 1 to SR-DTC-2025-003

Amend the Clearing Agency Risk Management Framework Federal Release
(Release No. 34-102652; File No. SR-DTC-2025-002)
March 13, 2025

Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty between NSCC and DTC Federal Release
(Release No. 34-102218; File No. SR-DTC-2025-001)
January 16, 2025

Amend the Settlement Service Guide Federal Release
(Release No. 34-102076; File No. SR-DTC-2024-016) 
January 2, 2025