Federal Release
(Release No. 34-97595; File No. SR-DTC-2023-005)
May 25, 2023
Amend the Clearing Agency Investment Policy
Make Administrative Updates to DTC’s Rules, Organization Certificate, and Certain Service Guides Federal Release (No. 34-97250; File No. SR-DTC-2023-004) April 4, 2023
Federal Release (No. 34-97009; File No. SR-DTC-2023-002) March 1, 2023
Modify the Operational Arrangements
Amend the Clearing Agency Risk Management Framework Federal Release No. 34-96799; File No. SR-DTC-2023-001 February 03, 2023
Amend the Fee Guide Federal Release No. 34-96586; File No. SR-DTC-2022-014 December 27, 2022
Amend the Reorganizations Guide and the Fee Guide Federal Release No. 34-96543; File No. SR-DTC-2022-013 (December 20, 2022)
Federal Release Release No. 34-96427; File No. SR-DTC-2022-012 (December 1, 2022)
Proposed Rule Change to Amend the Distributions Guide
Amend the Clearing Agency Liquidity Risk Management Framework to Include a New Section Describing the Process by Which FICC Would Designate Uncommitted Resources as Qualifying Liquid Resources and Make Other Changes
Federal Release (Release No. 34-96555; File Nos. SR-DTC-2022-011; SR-FICC-2022-008; SR-NSCC-2022-013)
December 20, 2022
Amend Procedures Set Forth in the Custody Guide and the Underwriting Guide Including the Policy Statement on the Eligibility of Foreign Securities.
Federal Release Release No. 34-96060; File No. SR-DTC-2022-010 (October 13, 2022)
Make Clarifications to the DTC Rules Concerning the Admission of Participants to DTC's Premises and DTC's Authority to Impose Fines
Federal Release Release No. 34-95837; File No. SR-DTC-2022-009 (September 20, 2022)