FILE NO.
Subsidiary
Subject/Amendment
APPROVAL NOTICE
FICC - GOV, FICC - MBS
Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
NSCC
Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
DTC
Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
Amend the Recovery and Wind-down Plan to Satisfy the Requirements of Exchange Act Rule 17ad-26
DTC
Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
FICC - GOV, FICC - MBS
Collection of Intraday Margin
Collection of Intraday Margin
FICC - GOV, FICC - MBS
Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
NSCC
Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs
NSCC
Collection of Intraday Margin
Collection of Intraday Margin
DerivSERV
DDR Rule Certification in connection with amendments to DDR Rulebook
DDR Rule Certification in connection with amendments to DDR Rulebook
DTC
Relating to Money Market Instruments Modernization
FILE NO.
Subsidiary
Subject/Amendment
APPROVAL NOTICE